- Citigroup (Charlotte, NC)
- …are met. + Provide analytical insights to senior stakeholders, management, regulators, and Internal Audit to foster a shared understanding of key issues. + ... under Basel III and is actively involved in the internal review and approval of the upcoming end game...policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Truist (Charlotte, NC)
- … risk program requirements. Execute, facilitate, and/or monitor execution of Risk Program requirements (eg, RCSA, Issues Management, Internal /External Loss ... Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance ...evaluation of process, risks, and controls. + Experience in Audit and/or Exam management. + Proficiency and knowledge in… more
- TD Bank (Charlotte, NC)
- …+ 7+ years relevant experience **Preferred Qualifications:** + Internal audit experience + Experience with comprehensive operational risk assessments + ... alignment with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls,… more
- Bank of America (Charlotte, NC)
- …across external stakeholders (regulators) as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive ... Enterprise Financial Risk Capital Markets Risk Sr. Specialist...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to… more
- Sumitomo Pharma (Raleigh, NC)
- …such as literature evaluation, investigator site training, continuing education for internal staff, inspection/ audit readiness, audits, and inspections. + ... or cross-functional ad-hoc projects or assignments that require safety input, ensures compliance with regulations/ internal SOPs, and fosters a culture of "Safety… more
- First Horizon Bank (Charlotte, NC)
- …is on point to manage audits, exams and other inquiries from internal audit and regulators relative to risk management. **Weekly Scheduled Hours** : M-F 8-5; ... + Develop risk reporting that provides a holistic view of business unit compliance with risk programs, identification of key business unit risks, emerging … more
- City National Bank (Charlotte, NC)
- *MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Manager will serve as trusted advisor, confidential thought partner, and act as sounding ... board to the Executive, Head of Technology Risk Manager (HTRM). The function will be integral in...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities *… more
- First Horizon Bank (NC)
- …on point to coordinate audits, exams and other inquiries from internal audit and regulators relative to risk management. **Job Responsibilities:** + Lead the ... Risk . + Engage in regulatory inquiries, exams and internal audits including preparation of materials, assessment and remediation...reporting that provides a holistic view of business unit compliance with risk programs, identification of top… more