- Truist (Charlotte, NC)
- …tests of SOX IT, and assist management response for identified Audit and compliance gaps. + Ensure internal compliance to SOX requirements. Understand ... Identifies and assesses Truist's Corporate cybersecurity legal, regulatory and industry compliance . Assist in managing cybersecurity risk and compliance… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- Xylem (Charlotte, NC)
- …+ Coordinate internal self-audits and readiness assessments to ensure ongoing compliance , documentation availability, and audit preparedness. + Act as the ... program. This role is responsible for program strategy, governance, risk management, and audit oversight while ensuring...with US Customs and Border Protection (CBP) regulations and internal compliance goals. The successful candidate will… more
- Wells Fargo (Charlotte, NC)
- …and deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit , and other internal stakeholders. + Prepare management-ready ... compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high-... policies and procedures. + Build strong partnerships with internal stakeholders including Legal, Operational Risk , Credit,… more
- TD Bank (Charlotte, NC)
- …laws and company policies. + Collaborating with internal teams, including legal, risk , and audit , to enhance monitoring programs and drive a culture of ... a mission to build a more resilient and scalable compliance risk management function. As part of...required documentation to effectively report on the status of Compliance + Represents Compliance on internal… more
- Lowe's (Mooresville, NC)
- …at reducing error rates and enhancing data integrity, ultimately contributing to lower audit assessments and improved compliance outcomes. + Lead efforts to ... of sales and use tax audits, proactively mitigating the risk of additional interest and penalties through effective planning...implement corrective actions that enhance compliance and reduce future audit exposure. +… more
- Volvo Group (Greensboro, NC)
- …global IT teams, and internal /external auditors to support security, compliance , and risk management activities for our financially critical applications. ... identified risks. + Define, measure, and report metrics for risk management, compliance , and audit ...risk management frameworks is preferred. + Familiarity with audit processes or exposure to internal control… more
- City National Bank (Charlotte, NC)
- …reporting in a data management environment * Minimum 10 years of management experience in compliance , risk management or audit . * Minimum 7 years of ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA),… more
- American Express (Apex, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...will not pursue visa sponsorship for these positions **Job:** Risk **Primary Location:** US-North Carolina-Amex - for internal… more
- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... and monitoring of business group risk based compliance programs + Maintain compliance risk...including successful completion and clearing of a background check. Internal transfers are subject to comply with 17 CFR… more