- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk...including successful completion and clearing of a background check. Internal transfers are subject to compliance with… more
- American Express (Charlotte, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... effective controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The...determination and marking. Conducts specialized entry review on established risk areas * Determine compliance based on… more
- GRAIL (Durham, NC)
- …+ Provide leadership, expertise, and guidance in clinical and companion diagnostic compliance to internal and external stakeholders. + Promote a culture ... in risk management activities. + Conducting GCP audits of internal processes, clinical investigator sites, and clinical service vendors. + Demonstrated ability… more
- Navient (Raleigh, NC)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the ... deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management disciplines are encouraged… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …violations are properly addressed and corrected. 1h) Continuously review and improve the compliance program based on audit findings and changes in regulations. ... UN, EU). 2b) Conduct, and regularly update, a thorough risk assessment to identify potential areas of non- compliance...necessary are established. 2g) Continuously review and improve the compliance program based on audit findings and… more
- Vanguard (Charlotte, NC)
- … strategy. + Serves as a subject matter expert and liaison to regulatory agencies, internal audit , and risk partners. Supports regulatory exams and inquiries ... of noncompliance or control weakness. Recommends proactive measures to reduce future risk exposure. + Manages operational efficiency of compliance testing… more
- Coinbase (Charlotte, NC)
- …control recommendations that support continuous improvement. * Develop creative solutions to prove risk mitigation and solve for complex audit problems faced by ... to owners in preparation for various Technology & Security audit * Lead and perform security control gap assessments...and or Azure * Practical understanding of IT Security Compliance , risk management and information security principles… more
- Wells Fargo (Charlotte, NC)
- …risks and controls + Execute and document work in accordance with Wells Fargo Internal Audit policy + Identify and develop compensating controls that mitigate ... Document work papers according to the standards of the Internal Audit policy and guidance + Demonstrate...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Lowe's (Mooresville, NC)
- …strategies across all US operations. * Serves as a strategic advisor embedding risk -aware practices into HR and aligning compliance efforts with business ... programs (eg, I-9, accommodations, unemployment), ensuring consistent policy application and risk reduction. * Leads compliance audits and translate regulatory… more