- PSI Services (Raleigh, NC)
- …and compliance activities. + Support audit plans and compliance documentation for internal or external stakeholders. **Knowledge, Skills and Experience ... business systems and processes. + Ensure alignment with client, regulatory, and internal compliance requirements. + Support the automation and continual… more
- Wells Fargo (Charlotte, NC)
- …field (or equivalent experience) * Knowledge and understanding of information security management, audit , compliance , and risk * Experience with third-party ... GDPR, HIPAA, GLBA), and industry best practices. * Support internal and external audits related to third-party risk...simultaneously * Knowledge and understanding of financial services industry: compliance , risk management or audit … more
- First Horizon Bank (Mount Holly, NC)
- … management** + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and the First Horizon code of ethics. ... areas of the center, including tellers' difference, operational losses, and audit control procedures, resolution of out-of-balance conditions, compliance , and… more
- First Horizon Bank (Greensboro, NC)
- … management** + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and the First Horizon code of ethics. ... areas of the center, including tellers' difference, operational losses, and audit control procedures, resolution of out-of-balance conditions, compliance , and… more
- Wells Fargo (Charlotte, NC)
- …to provide support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with ... + Risk & Control Mindset: Deep understanding of operational risk , compliance , and governance principles. + Analytical & Results-Oriented: Skilled… more
- Synchrony (Charlotte, NC)
- …the financial services sector. + Partner closely with senior leadership across IT, Risk Management, Compliance , and Business Units to embed security architecture ... insights and strategic recommendations concerning security architecture, technology trends, risk posture, and compliance . + Manage relationships with… more
- Wells Fargo (Charlotte, NC)
- …core control functions, including RCSA, EBCE, Trigger Events, internal testing, audit , and regulatory outputs, into a cohesive risk management ecosystem. + ... Knowledge and understanding of internal controls and internal control policy + Experience with RCSA, risk...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Citigroup (Charlotte, NC)
- …quality control. This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely, efficiently and according ... on proposed scope + Determine auditor availability and coordinate audit timing + Establish audit scope based...each of the originating and coverage business lines, credit risk , operations, legal, etc. + Ensure that quality of… more
- Wells Fargo (Raleigh, NC)
- …and utilize search tools to find information + Knowledge and understanding of compliance controls, risk management and loss prevention + Relevant military ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …periodic tests to ensure business continuity + Work with IT risk management, compliance and all lines of defense, including Audit , to ensure platform risks ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more