- Truist (Charlotte, NC)
- …(including preparation/coordination of key artifacts) 4. Liaise with internal audit , risk and compliance functions to address governance ... (including record retention, effective controls to mitigate inherent risks, alignment to internal risk frameworks etc.) 7. Facilitate the program management… more
- Bank of America (Charlotte, NC)
- …remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as ... a function dedicated to designing a strategy to drive internal control discipline and operational excellence within a Line...Line of Business, and control partners (ie GIS, Technology Compliance & Ops Risk , Audit ,… more
- Highmark Health (Raleigh, NC)
- …risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated training, ... discussions or presentations to existing Compliance or Risk Committees and the Audit & ...Respond to reports of real or potential instances of non- compliance , including coordination and facilitation of internal … more
- Grant Thornton (Charlotte, NC)
- …include but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management program assessments, ... a professional services firm or as part of a Risk Management or Internal Audit ...management programs, and/or entity-level and business process controls for Internal Audit , SOX compliance , System… more
- SMBC (Charlotte, NC)
- …defense business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance , Legal). + Manage activities ... and using the 3 lines of defense model for internal control. The EUC Governance Program develops EUC guidelines...discipline). + 3-5 years of business experience in finance, audit , risk , compliance , or regulatory… more
- PNC (Charlotte, NC)
- …Control Assessment, Internal Controls, Process Control, Risk Assessments, Risk Management **Competencies** Audit And Compliance Function, Auditing, ... Manager, you will be within PNC's Internal Audit organization, supporting the Model Risk ...to get things done **Job Description** + Manages financial, compliance , and/or operational audit reviews, including the… more
- City National Bank (Raleigh, NC)
- …Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. * Minimum 1 year of experience ... * AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT*...and discussions with business management.Continuously builds trusting relationships with Internal Audit peers and business management. Ats… more
- Truist (Raleigh, NC)
- …Specific activities may change from time to time.** 1. Liaison between ET leaders/SMEs and Risk Partners (eg, Internal Audit , Issues Mgmt, Risk Advisors, ... for Final Audit Report publication. + Ensure Internal Audit Continuous Monitoring (CM) materials are...and partner with BU Chief Risk Officer, Audit , Operational Risk Management, Compliance ,… more
- City National Bank (Raleigh, NC)
- *SR AUDIT MANAGER- OPERATIONAL RISK MANAGEMENT* WHAT IS...Bachelor's Degree or equivalent * Minimum 7+ years of audit experience in an internal audit ... Data Office, Market Risk , and Third Party Risk ). The Senior Audit Manager will be... policies and procedures. * Possess expert understanding of internal audit methodology and principles. * Ability… more
- Truist (Winston Salem, NC)
- …providing a leadership role in the delivery of value-added independent and objective risk -based internal audit assurance and advisory services. The Senior ... and assists in line of business relationship management and risk monitoring. The Senior Audit Manager is...Senior Audit Manager is responsible for ensuring audit projects maintain compliance with all organizational… more