- Vanguard (Charlotte, NC)
- …close collaboration with business leaders and risk partners, including Compliance , Risk , and Internal Audit . The team will be essential in ensuring ... Serves as a subject matter expert and trainer on risk and internal control matters. + Special...+ Proven experience in risk management, controls internal auditing, or regulatory compliance . + Strong… more
- Bank of America (Charlotte, NC)
- …breaches * Participate and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and remediate errors/breaches, data ... Prop, Estates, Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical skills (ie, Excel,… more
- Wells Fargo (Charlotte, NC)
- …portfolio of approximately 600 applications. Lines of business supported include Corporate Risk Management, Compliance , Legal, Audit and Regulatory ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Wells Fargo (Charlotte, NC)
- …of complex projects impacting one or more lines of business + Understand compliance and risk management requirements for supported area and may support ... risk initiatives + Collaborate and consult with peers, experienced stakeholders, internal and external audit teams, and banking regulators for accounting… more
- City National Bank (Charlotte, NC)
- …related industry with specific emphasis on risk management, EUC control assessment, internal audit , or data management. * Minimum 5 years of experience with ... as an internal advisor/partner to CNB business units regarding IM risk and management matters (eg controls, best practices, and industry developments.). * Assist… more
- Centene Corporation (Raleigh, NC)
- …in mock and actual CMS and other regulatory audits and coordinates with Internal Audit , Regulatory Compliance and/or Market based Regulatory Affairs ... that indicate business area compliance + Provides compliance guidance, direction and compliance risk...on responses to agency inquiries and oversees the internal and external processes required to ensure the Company… more
- The Clorox Company (Morrisville, NC)
- …of process safety/system resiliency improvements. + Supports and facilitates internal compliance assessments and external compliance audit activities for ... Procedures, Operator Training, Mechanical Integrity, Management of Change, Incident Investigation, Compliance Audits and Risk Management Plans. + Participates in… more
- Wells Fargo (Charlotte, NC)
- …gaps, as required + Participate in process improvement, RCSA refresh, EBCE or Internal Audit exams, as needed + Participate in change management activities ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- SMBC (Charlotte, NC)
- …Security team, Enterprise Architecture and Engineering teams, Systems Administration, Group Companies, Internal Audit , Compliance , the Fraud team, and other ... Vulnerability and Threat Management, Security Standards and Technical Procedures, Compliance , Risk Assessments, Security Monitoring and Incident Response,… more
- Bank of America (Charlotte, NC)
- …and complexities of the two models and be able to represent SSCoE in all Internal governance forums / Audit meetings and Regulatory exams. + Work with a ... Responsible for developingquantitative/analyticmodels and applications in support of the firm's risk management effort. This role focuses on the development of… more