- ITG Brands (NC)
- …in assurance, risk , and controls. + Related work experience to include: + Internal / external audit , risk management, and / or business improvement ... controls on a rolling basis throughout the year, in compliance with GCM requirements and any additional business needs....+ Certified Public Accountant (CPA) + Professional certification in risk , internal controls, and/or audit … more
- Regions Bank (Charlotte, NC)
- …eligible. **Requirements** + Bachelor's degree and ten (10) years experience in compliance , quality assurance/control, audit or other related compliance ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first, second, or...as a first, second, or third line of defense risk management expert that advises on business and/or product… more
- Truist (Raleigh, NC)
- …Management, Technology Third Party Management, Key Risk Indicators (KRI), Technology Risk Scorecard and Internal /External Event Activities are delivered in a ... risk Subject Matter Expert (SME) to assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies,… more
- City National Bank (Charlotte, NC)
- *LEAD IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Risk Strategy Lead as is part a function that will be integral in supporting the development of the IT ... Risk Manager's function strategy eg identification and development of...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- First Horizon Bank (Charlotte, NC)
- …for protecting the organization's talent and reputation by proactively managing HR compliance , risk , fraud, and associate relations. This role advances business ... associate lifecycle (eg, hiring, performance management, separation). + Partner with Legal, Audit , Compliance , and business leaders to assess emerging risks and… more
- Citizens (Charlotte, NC)
- …Accounting, Finance, Business Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related roles + Preferred ... business growth. You will work with the Senior Director/Director to adhere to internal governance processes for new risk strategies and provide suggestion for… more
- Bank of America (Charlotte, NC)
- …understanding of data and technology. + Understanding of the data regulations, compliance and risk environment in financial services. + Execution Expertise: ... in a cross functional team environment in financial services - business, technology, compliance and risk . + Leadership capability: A successful candidate will… more
- Comerica (Charlotte, NC)
- …in lieu of a bachelor's degree a High School Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience in the ... assessments. Oversees creation of governance materials and reporting for relevant internal risk management oversight including committees and business meetings.… more
- Wells Fargo (Charlotte, NC)
- … internal and external customers + Collaborate with business for oversight of risk management + Interact with Audit , Legal, external agencies, and regulatory ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (Charlotte, NC)
- …are met. + Provide analytical insights to senior stakeholders, management, regulators, and Internal Audit to foster a shared understanding of key issues. + ... under Basel III and is actively involved in the internal review and approval of the upcoming end game...policies, systems, infrastructure and data requirements. + Maintain strict compliance with all risk -related regulatory requirements to… more