- Charles Schwab (Austin, TX)
- …Management to improve the efficiency of governance processes, risk management, and internal controls. The Internal Audit Bank enterprise team is seeking ... **Your opportunity** The Internal Audit Department (IAD) of The...that target governance processes, risk management programs, internal controls, and regulatory compliance . The team… more
- Navy Federal Credit Union (North Richland Hills, TX)
- …regulatory filings, including responses to regulatory inquiries + Conduct in-house reviews ( internal audit ) to test compliance policies and procedures ... ad hoc and required industry and regulatory reports including audit inquires in compliance with internal...changes to field employees + Review and advise on risk determination and compliance impact of new… more
- Charles Schwab (Austin, TX)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether ... is seeking a Senior Auditor (Senior Specialist). The Broker-Dealer/Asset Management team provides internal audit coverage of the business process activities and … more
- Acosta Group (Lewisville, TX)
- …manner by leading the identification and resolution of critical workplace issues, mitigating risk by ensuring compliance with laws, policies and processes, and ... deliver training programs for new hires, current employees, and managers focused on compliance policies and procedures. Measure & Audit :** Monitor SLAs and KPIs… more
- Amazon (Dallas, TX)
- …- 5+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience establishing successful ... also implementing effective controls to ensure regulatory and Amazon internal policy compliance . We are expanding our...skills or equivalent - Professional auditing qualification, or similar risk or compliance credentials Amazon is an… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker...Team is seeking a Senior IT Auditor (Senior Specialist, Internal Audit - Technology is our … more
- Centene Corporation (Austin, TX)
- …producing and conducting Duals compliance training programs. + Perform periodic compliance audits, risk assessments and conducts related to ongoing Duals ... clear, actionable feedback_** + **_Skilled in developing and maintaining audit reporting, including tracking volume, identifying risks, and analyzing trends_**… more
- Xylem (Houston, TX)
- …denied and restricted party screening strategic governance, and oversight of compliance risk assessments and/or voluntary self-disclosure processes. The ... Trade Agreements (FTAs), origin determination, and screening protocols. + Support audit readiness, documentation, and internal assessments related to sanctions,… more
- Travelers Insurance Company (Austin, TX)
- …development of programs and strategies to ensure overall Product quality and compliance with internal procedures and product regulatory requirements (as defined ... compliance related bulletins based on direction from BI Legal and Compliance . + Coordinate periodic re-assessments/updates for internal control related… more
- Prime Therapeutics (Austin, TX)
- …Coordinate with business owners to implement corrective action plans + Develops compliance communication for risk assessment and corrective action plans for ... + Leads and supervise employees on assigned tasks, project risk assessments and manage relationships to help ensure efficient...the Corporate Compliance Committee (CCC) and Finance, Compliance & Audit Committee (FCA) meeting materials.… more