- New Jersey Resources (Houston, TX)
- …Operating Procedures (SOP), recommend revisions and documents updates appropriately; conduct internal reviews of operational activities for compliance . * Monitor ... About Us: NJR Midstream is committed to ensuring the safety, integrity, and compliance of our operations. We partner with leadership and field personnel to develop… more
- Coinbase (Austin, TX)
- …into new products 2) driving automation and process efficiencies and 3) resolve internal audit findings and ensure all operational processes related to TMS ... deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of… more
- Charles Schwab (Westlake, TX)
- …ongoing remediation efforts and results of Global Compliance Testing Program + Global Compliance Testing and Internal Audit (Third Line of Defense) on ... have** Required Qualifications: + At least 10+ years either in a Compliance or Risk Management role, preferably at a broker-dealer or investment adviser. +… more
- RWE Clean Energy (Austin, TX)
- …**Senior Manager, NERC CIP Compliance ** manages the RWE Clean Energy (RWECE) Internal Compliance Program that is established to maintain compliance with ... and coach the CIP team, track program performance, make risk -based decisions for all issues related to their discipline(s)...NERC, and others as required + Track and monitor internal controls to ensure compliance is maintained… more
- Danaher Corporation (Austin, TX)
- …other regulators, and internal stakeholders. + Drive comprehensive trade compliance audit programs to identify and countermeasure program gaps and ... automation in classification, valuation, auditing, and licensing. + Integrate trade compliance intelligence into LBS' broader enterprise risk management programs… more
- Cintas (Houston, TX)
- …location (or region) compliance , related to Safety, and/ or Fleet. The Compliance Specialist will ensure audit compliance for area(s) of expertise ... along with auditing and monitoring data, systems, and processes for compliance to policies and laws. Teaches, trains, and educates partners regarding compliance … more
- PennyMac (Fort Worth, TX)
- …to analyze and assess risk based on potential impact to Pennymac for non- compliance + Proficient in Word, Excel and Power Point + Presentation experience is a ... through the complete mortgage journey. A Typical Day The Mortgage Servicing Compliance Specialist III is a senior subject matter expert who translates complex… more
- HP Inc. (Spring, TX)
- …trade controls into functional work streams to deliver compliance objectives and mitigate risk for HP. + Support internal and external audit commitments ... include, but not limited to:** + Strong understanding of US Import/Export compliance regulations. Covering, but not limited to, country of origin, preferential trade… more
- SCI Shared Resources, LLC (Houston, TX)
- …runs and wire transfers to third-party partners in a timely manner, ensuring compliance with all required deposit deadlines. + Collaborates with taxing agencies and ... for data quality and assurance so as to withstand audit inquiries. + Assists with payroll tax filings and...tax notices in a timely manner to minimize the risk of potential interest and penalty liabilities. + Reconciles… more
- City National Bank (Dallas, TX)
- …on occasion as an individual contributor on audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and ... in which City National operates, particularly in areas where audit responsibilities are assigned. * Assists the Senior Auditor...or equivalent * Minimum 3 years experience in performing internal control audits and risk assessments required.… more