- UNUM (Albany, NY)
- … audit activities specializing in the functional area of Advanced Analytics in Internal Audit . This position works individually and in teams with minimal ... others by sharing developmental opportunities and personal learnings. + Utilize audit management software (AuditBoard), data analysis and visualization tools… more
- TD Bank (New York, NY)
- …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the surveillance ... regulatory initiatives, new surveillance deployments, and surveillance enhancements. + Issues Management : Track and manage Regulatory and Audit Findings related… more
- American Express (NY)
- …and managing market risk exposures, and ensuring compliance with the company's market risk management strategies and risk tolerance levels. The team is ... management programs. This includes driving our market risk management strategies, recommending investments and hedging...+ Coordinate with 2nd line oversight and 3rd line audit teams on exposure management activities and… more
- M&T Bank (Buffalo, NY)
- …Bank management in a timely fashion. + Partner with stakeholders, business management and Risk Management establishing strong working relationships while ... accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +...Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of… more
- S&P Global (NY)
- …Engineering, Business, or Information Technology. + 6+ years of experience in technology risk management and internal controls implementation, including both ... **About the Role:** **Grade Level (for internal use):** 11 **The Team:** Digital Solutions (DS)...Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit . + Lead… more
- American Express (New York, NY)
- …in operational risk management , Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write and ... + Comply with enterprise policies and programs pertaining to specific risk types (eg, Conduct Risk Management policy), and support with design/ enhancement… more
- State of New York Mortgage Agency (New York, NY)
- … Management , Fiscal Planning, Accounting and Treasury Services, Facilities and Building Management Services, Internal Audit , Project Management and ... of support services. Job Summary: Under supervision of VP Internal Audit or his/her designee, audit...from external parties. + Conduct preliminary take-up meetings with management and prepare a draft of the audit… more
- CIBC (New York, NY)
- …new business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. The US Capital Markets Business ... and logical access reviews; maintain, support and enhance the information risk policies, standards, guidelines, processes and metrics ** Management Reporting**… more
- Citigroup (New York, NY)
- …front line, second line (including independent risk , finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to regulatory ... coordinating involvement of relevant internal stakeholders such as Technology and Internal Audit on the development of Corrective Action Plans and associated… more
- New York State Civil Service (Albany, NY)
- …areas for audit , assists in establishing scope and areas of risk , suggests approaches for addressing risk .* Evaluates systems and procedures relating ... for compliance with applicable laws, rules, regulations, and contract terms.* Examines internal controls to evaluate the extent that proper and effective controls… more