- TD Bank (New York, NY)
- … systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management : Ensure TDS meet regulatory requirements as it related to ... on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any...senior/executive management . + Key contact for business management , regulators and external/ internal auditors, dealing with… more
- Volunteers of America Upstate New York (Rochester, NY)
- …identification and allocation, and revenue/expense analysis. + Prepares reporting for board, audit and finance committees. Financial and Operational Management + ... to the financial strategy; + optimization of financial systems, controls and cash management ; + oversight of compliance with grant and contract requirements from a… more
- KeyBank (New City, NY)
- …day Teller scheduling, staffing issues and branch compliance with regulatory, security, and internal audit controls. At KeyBank, we believe it's our opportunity ... huddles and end of day debriefs + Follows compliance, audit , and security procedures, balances cash drawer within balancing...styles and uses various approaches appropriately and effectively + Risk Management : Implements or manages risk… more
- Grant Thornton (New York, NY)
- …+ Information Protection & Sensitivity Labels + Data Loss Prevention (DLP) + Insider Risk Management + eDiscovery and Compliance Manager + Data Lifecycle and ... 365 compliance solutions. + Strong understanding of data privacy regulations and risk management frameworks. + Familiarity with Microsoft Copilot for Compliance… more
- Navient (Albany, NY)
- …deadlines to ensure project completion. **Even Better:** + Certifications in regulatory compliance, audit , or risk management disciplines are encouraged but ... review workflows. **About You:** + 3-4+ years of experience in regulatory compliance, audit , or operational risk & controls within the consumer lending industry,… more
- IBM (Poughkeepsie, NY)
- …appropriate business measurements; apply techniques for planning, tracking, change control, and risk management ; and develop an effective communication plan with ... Construction processes, business controls, and related contract language. Oversight for D&C risk , audit , and compliance for project delivery. Facilitate service… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... Plaza office in Buffalo, NY** **Overview:** Responsible for the management of multiple business banking loan product lines or... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (Buffalo, NY)
- …and controls in accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . + Promote an environment that ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management . +... internal control standards, including timely implementation of internal and external audit points together with… more
- Barnes & Noble (New York, NY)
- …(based on audit data). * Review / revise corporate website, internal systems and vendor operational guidelines in coordination with Director and other ... of product data and documentation with a proactive approach to assessing risk . The Compliance Analyst will document and maintain compliance procedures and protocols;… more