- SMBC (New York, NY)
- …CRI) and related regulatory expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment, and workpaper ... technology audits, ensuring work is performed in accordance with IIA standards and Internal Audit Department (IAD) policies and procedures, and (ii) supporting… more
- SMBC (New York, NY)
- …including Sales, Trading, risk management and Operations within the Internal Audit Department. The ideal candidate will be responsible for overseeing ... and Securities front office teams + Strong understanding of risk management framework for trading activities and...Frank, Volcker and Trading supervision + Expert knowledge of audit techniques, risk , and internal … more
- Citigroup (New York, NY)
- …execute and deliver audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring ... to develop approaches for broader corporate issues + Apply in-depth understanding of Internal Audit standards, policies and regulations to a specific product or… more
- Lincoln Financial (Albany, NY)
- …that add value and improve organizational operations by evaluating risk management , control, and governance processes. The Audit Analyst role offers an ... client meetings, and drafting deliverables in accordance with the internal audit methodology. * Provide subject matter...audit department and the company. * Partner with risk management and other first and second… more
- SMBC (New York, NY)
- …external auditor specifically to lead audit coverage of CFO fucntion within Internal Audit Department (IAD). The ideal candidate will be responsible for ... review and reporting. + Effectively communicate with stakeholder and audit senior management to clearly articulate ...feedback to audit team which may include internal or co-sourced internal audit … more
- Capital One (New York, NY)
- … delivery; + Establish and build working relationships with internal and external management ; + Communicate the results of audit projects to management ... 7 years in compliance, at least 7 years in risk management , or a combination + At...of experience with data analytics tools in support of internal audit _At this time, Capital One… more
- SMBC (New York, NY)
- …including Dodd Frank, Volcker, and electronic trading framework. * Expert knowledge of audit techniques, risk , and internal controls assessment, and ... * Effectively communicate in both oral with stakeholder and audit senior management to clearly articulate ...Credit Cash, Rates and etc.) * Strong understanding of risk management framework for trading products, including… more
- SMBC (New York, NY)
- …lead audit coverage of finance related Product Control function within the Internal Audit Department (IAD). The ideal candidate will be responsible for ... securities, structured products and derivatives. * Effectively communicate with stakeholder and audit senior management to clearly articulate audit strategy,… more
- City of New York (New York, NY)
- …CPA firms for audits over 80 HRA programs; the internal and vendor audit coordination component reviews high- risk program areas to determine the adequacy of ... Revenue and Enforcement Administration (IREA), Office of Data Security Management (ODSM) and the Vendor Monitoring Office (VMO). The...internal controls; the audit coordination component deals with audits conducted by external… more
- Citigroup (New York, NY)
- …as communications lead on strategy development and execution for internal business messaging + Advance organization/people strategy goals including communications ... + Drive productivity/ cost savings initiatives in partnership with the senior management team + Participate in People Engagement Working Group and promote Voice… more