- TD Bank (Charlotte, NC)
- …+ Proficient in Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools **Accountability:** EEO Code Description ... required + 3+ years of related experience **Preferred Qualifications:** + Banking industry audit experience with focus on Governance, Risk & Oversight Function… more
- TD Bank (Charlotte, NC)
- … Management (NFRM) plays a critical role in evaluating the effectiveness of internal controls, risk management processes, and compliance with relevant ... audit work, findings, and recommendations in accordance with Internal Audit Policy and professional standards +...Microsoft Office Suite (Excel, Word, PowerPoint) and experience with risk management and audit tools… more
- Compass Group, North America (Charlotte, NC)
- …and stakeholders. + Previous experience working in Finance Control, Internal Audit , External Audit , Risk Assurance, Controls Assurance. + Self-starter ... improve the overall control environment. + Support the enterprise risk management process + Stay up to... internal control requirements. + Partner with both internal and external audit teams to facilitate… more
- Citigroup (Charlotte, NC)
- …audit processes improvements, including the development of automated routines. + Apply internal audit standards, policies, and regulations to provide timely ... duties may be assigned as required. **Job Family Group:** Internal Audit **Job Family:** Audit ...Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. **Other Relevant… more
- Carrington (Raleigh, NC)
- …of reviewing vendors' on-site audit reports provided by Risk Management to ensure proper notification to internal stakeholders and tracking of any ... running and distributing monthly department exception reports to Vendor Management leadership and internal stakeholders in a...and business unit leaders. + Review and respond to internal and external audit requests received by… more
- TD Bank (Charlotte, NC)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... Insights & Analytics specialists and works closely with various internal stakeholders/partners to understand business objectives, identify data/information needs,… more
- Capital One (Charlotte, NC)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You possess ... adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal...At least 3 years of experience in auditing, compliance, risk management , accounting, or a combination. Preferred… more
- TD Bank (Charlotte, NC)
- …of experience **Preferred Skills:** + **Minimum of 8 years of experience in Compliance, Risk Management , Audit , or a related compliance role.** + **Strong ... mission to build a more resilient and scalable compliance risk management function. As part of our...executing a quality control function for compliance board and management reporting, and proactively addressing audit requests… more
- US Bank (Charlotte, NC)
- …depending on complexity and meets CAS Policies, Standards and Guidelines. - Understand risk and risk management techniques, identify, and analyze business/IT ... audit engagement assignments with minimal supervision from audit team management . The Senior Auditor is...impact business line (Corporate Functions and Operations) - Execute internal audit activities (ie, IT General Controls… more
- Capital One (Charlotte, NC)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management , and internal control processes. + You possess ... BSA / AML, Sanctions, and Fraud Compliance audits. Perform risk assessments of business activities and perform relevant testing... audit delivery. + Proactively follow-up on agreed audit actions to ensure management delivers their… more