- North Carolina's Electric Cooperatives (Raleigh, NC)
- …(eg, **ASIS** , **DHS CISA** , **NFPA** , **NERC** ). + Coordinate enterprise risk management activities: ** risk assessments** , **criticality analyses** , ... Strong understanding of documentation processes, operational procedures, project planning and management , and audit practices. **Abilities and Skills:** + Proven… more
- Bank of America (Charlotte, NC)
- …(FLUs) and Control Functions (CFs) to complete compliance, policy, operational/fraud risk management requirements. **Responsibilities:** + Advises and directs ... risks are appropriately addressed + Produces and/or oversees independent financial crimes risk management reporting to Global Financial Crimes senior leadership… more
- US Bank (Charlotte, NC)
- …supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and awareness items to management and other stakeholders as ... stakeholders of various levels within the organization, including Corporate Compliance, Model Risk Management , Audit , Legal, and Business Line personnel,… more
- Truist (Charlotte, NC)
- …standards. 5. Develop relationships and partner with BU Chief Risk Officer, Audit , Operational Risk Management , Compliance, Enterprise Risk ... primary liaison within TD&O between TD&O stakeholders, SOX Program Management (SPM), and internal and external SOX... Risk areas to ensure accurate and comprehensive risk management practices within the assigned business… more
- Otsuka America Pharmaceutical Inc. (Raleigh, NC)
- …support quality and compliance objectives. + Establish governance frameworks for training management , including policies, SOPs, and audit readiness. + Serve as ... Director, Training Management Operations Lead The Director, Training Management...of contact for training operations during regulatory inspections and internal audits. **Training Systems & Technology Enablement** + Oversee… more
- TD Bank (Charlotte, NC)
- …leaders and governs the requirements for own work + Collaborates with Finance, Risk Management , Business Partners, and Regulatory Teams to support capital ... resilience + Delivers insightful analysis and reporting to support internal management and fulfill external regulatory requirements...+ Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance… more
- Truist (Charlotte, NC)
- …Act as a liaison with Audit , Enterprise Regulatory Relations, Compliance, and Risk Management functions. **For this opportunity, Truist will not sponsor an ... primary liaison within TD&O between TD&O stakeholders, SOX Program Management (SPM), and internal and external SOX...to mitigate them in order to execute ad hoc risk management initiatives and controls testing. 10.… more
- Wells Fargo (Charlotte, NC)
- …the COO, partnering closely with 12 business units, technology, control, independent risk management , compliance, and audit stakeholders. As artificial ... strategies, policies, and process advancements for cross-functional stakeholders, and internal and external partners associated with the area of...Solutions post implementation. + Ensure changes to the AI Risk Management Policy, Model Risk … more
- TD Bank (Charlotte, NC)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... + CPA, CIA, CFE, CRCM or equivalent a plus + 5+ years of internal audit and/or testing experience + Knowledge of financial institution laws/regulations,… more
- Truist (Greensboro, NC)
- …and advancing the organization's risk framework and appetite - insurance risk identification and timely issues management . 2. Evaluate procedures to identify ... as needed including but not limited to process/system enhancements workstreams, audit remediations, issues management and larger scale documentation/data… more