- Wells Fargo (Charlotte, NC)
- …that support financial and regulatory reporting. + Monitoring new and emerging internal control related guidance and issues and assist with facilitating group-wide ... planning and execution of annual testing plans, including performing annual risk -based planning and scoping activities, providing guidance and participating in… more
- Comerica (Charlotte, NC)
- …1LOD relationship for all exam related activities including regulatory, 2LOD, Internal Audit , various internal Risk Pillars, etc. Gathers data, answers ... tools, regulatory requirements and how to build and maintain internal controls Provides leadership and coaching to 1LOD to...High School Diploma or GED and 6 years of Risk Management , Compliance, or Audit … more
- Coinbase (Raleigh, NC)
- …Background:* Experience in collaborating with audit , compliance, legal or 2LOD Risk Teams. * *Project Management Experience*: Ability to manage cross ... will play a pivotal role in enhancing our Enterprise Risk Management program by transforming raw data...sources across the organization (eg, GRC platform, operational teams, audit findings, incident logs). * *Data Mining & Predictive… more
- Bank of America (Charlotte, NC)
- …for any relevant client partner engagement activities **Skills:** + Quality Assurance + Risk Management + Analytical Thinking + Attention to Detail + Problem ... Sr. Business Control Specialist- CFO Data Management Charlotte, North Carolina **To proceed with your...CFO DM. The role will ensure all requests from Audit , Risk , Technology, etc.. are documented appropriately,… more
- Truist (Wilson, NC)
- …medium level project management , vendor management , process and change management , risk management , and resolving daily production impacts in support ... systems, and/or networks and partner with appropriate resources to ensure all compliance, audit , and risk issues are addressed and mitigated. This includes… more
- USAA (Charlotte, NC)
- …role sits at the intersection of marketing campaign execution for owned channels and risk management and plays a critical part in ensuring that marketing ... proactive, detail-oriented leader with deep marketing campaign execution and risk management experience. You will serve as...controls + Serve as lead point of contact for internal audit and control testing + Maintain… more
- American Express (Charlotte, NC)
- …legislative changes **Minimum Qualifications** + Seven (7) or more years of experience in M&T, risk management , audit or other relevant role in the financial ... Crimes, marketing offer fulfillment and UDAP/UDAAP requirements, Privacy, Compliance Risk Assessment, general regulatory knowledge, issue management , and… more
- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance, Legal). + Manage activities related to ... and using the 3 lines of defense model for internal control. The EUC Governance Program develops EUC guidelines...discipline). + 3-5 years of business experience in finance, audit , risk , compliance, or regulatory management… more
- TD Bank (Charlotte, NC)
- …solutions** + **Professional experience in a governance related field (eg Compliance, Risk Management , AML, Legal, Audit )** **Customer Accountabilities:** + ... Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Wells Fargo (Charlotte, NC)
- …the Enterprise Human Resources (HR) Consulting team to support our partners in the Audit line of business. This is a highly collaborative position that will provide ... in comprehensive human capital strategies and metrics for the internal client groups. The position will have a measurable...have a measurable impact on the success of the Audit team through human capital initiatives, programs, and consultation.… more