- Capital One (New York, NY)
- …programs to ensure adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal controls. Document ... to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a… more
- Capital One (New York, NY)
- …to providing assurance on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a ... Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- KeyBank (Amherst, NY)
- …coordinate with other groups within Key including the lines of business, other risk management teams and internal audit . **Essential Job Functions** ... and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary...other risk or compliance testing functions, and/or internal or external audit ). COMPENSATION AND BENEFITS… more
- M&T Bank (Buffalo, NY)
- …Serves as an intermediary between M&T Tech leadership and staff, M&T Tech Risk Management, M&T Internal Audit , physical security technology integrators ... collaboration, and excellence. + Design, implement, maintain, and enhance internal controls to mitigate risk on an... internal control standards, including timely implementation of internal and external audit points together with… more
- TD Bank (New York, NY)
- …Management, Strategy & Support **Job Description:** The Sr Business Management Specialist leads a significant business management function and/or strategy planning, ... oversight, control or governance activities for highly complex / high risk / transformational (change the bank) / strategic initiatives, liaises across the… more
- KeyBank (Amherst, NY)
- …asset management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a strong focus on risks ... senior level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, +… more
- University of Rochester (Rochester, NY)
- …education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE The Compliance Analyst ... II conducts investigations, risk assessments, and regulatory monitoring to prevent and detect fraud, waste, and abuse, specifically addressing the DRA, NY SSL |… more
- TD Bank (New York, NY)
- …+ CPA, CIA, CFE, CRCM or equivalent a plus + 8+ years of internal audit , testing and/or quality assurance experience + Knowledge of financial institution ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Citigroup (Getzville, NY)
- …on data related policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and facilitate ... 8+ years of experience in relevant fields of Market Risk Management, Product Control or product valuation specialist...with highly confidential data + Experience dealing with regulators, Audit , Compliance, and other risk and control… more
- American Express (New York, NY)
- …Years experience in operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write ... provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining to… more