- TD Bank (New York, NY)
- …+ CPA, CIA, CFE, CRCM or equivalent a plus + 8+ years of internal audit , testing and/or quality assurance experience + Knowledge of financial institution ... US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Citigroup (Getzville, NY)
- …on data related policy, procedures, and requirements + Support regulatory and Internal Audit engagements, identify necessary corrective actions and facilitate ... 8+ years of experience in relevant fields of Market Risk Management, Product Control or product valuation specialist...with highly confidential data + Experience dealing with regulators, Audit , Compliance, and other risk and control… more
- American Express (New York, NY)
- …Years experience in operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write ... provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining to… more
- TD Bank (New York, NY)
- …This role will be accountable for the program-level financial transparency, risk identification, funding envelope governance together with the Project Management ... or Project Finance experience an asset + Excellent analytical skills in assessing risk , issues and challenging the status quo + 7+ years of relevant experience… more
- JPMorgan Chase (New York, NY)
- …the firm's operational resiliency environment. Additionally, you will engage with other specialist areas to provide effective risk assessment, challenge, and ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center...Assess simulation exercises with global and regional stakeholders, both internal and external to the bank. + Oversee and… more
- Citigroup (New York, NY)
- …+ Identify and document new business opportunities for referral to banker or product specialist . + Utilize internal systems to properly support CPB clients and ... and timely client service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client… more
- M&T Bank (Buffalo, NY)
- … and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to ... mitigate risk on an ongoing basis. Identify risk -related issues needing escalation to management. + Promote an... internal control standards, including timely implementation of internal and external audit points together with… more
- M&T Bank (Syracuse, NY)
- …+ Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... defense (1LoD), adhering to the necessary controls, to mitigate unnecessary exposure to risk . Works as part of the account relationship team/deal team with the… more
- M&T Bank (Rochester, NY)
- …brand. + Maintains M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... products and services as appropriate. + Adheres to applicable compliance/operational risk controls in accordance with Company or regulatory standards and policies.… more
- M&T Bank (Williamsville, NY)
- …Bank brand. Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... outbound calls and refers complex customer needs to the appropriate Specialist . **Primary Responsibilities:** Demonstrate and apply superior knowledge of Bank… more