- Scotiabank (New York, NY)
- …Collaborate with other Bank stakeholders to achieve common objectives. + Regulatory & Audit - Participate in external and internal audits and resolution of ... equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, foreign… more
- Citizens (Rochester, NY)
- …production by serving as the primary liaison between operations and internal departments, promptly responding to all client service requests, client appointment ... scheduling and preparation, and audit preparation while adhering to all FINRA, CCOIS, CFG...up on referrals received from business partners, and providing sales activity reporting. Travel within assigned geographic location may… more
- Alkegen (Green Island, NY)
- …ensuring accuracy, completeness, and compliance with relevant accounting standards. Manages the external audit process at the site level. + Internal Controls & ... with a global reach. From production operators to engineers, technicians to specialists, sales to leadership, we are always looking for top talent ready to bring… more
- Guardian Life (New York, NY)
- …threats and handle incidents. + Respond to and assist with due diligence and internal / external security audit requests. + Identify and act on opportunities ... In addition to salary, this role may also be eligible for annual, sales , or other incentive compensation. **Our Promise** At Guardian, you'll have the support… more
- Cardinal Health (Albany, NY)
- …preventative measures to avoid recurring issues + Maintain and enhance internal SOX control structure + Identify and implement process improvement initiatives ... to properly account for transactions, including but not limited to Sales /Account Management, Legal, Finance, Pricing, Accounting, Contracting and Revenue Management… more
- Mizuho Corporate Bank (New York, NY)
- …senior management and the line of business; as well as effectively challenge internal and regulatory risk ratings where appropriate. This role is hybrid and based ... as required. Determine the accuracy of US Regulatory Classifications and internal risks ratings / Head Office Customer Categorization, Recommend, document and… more
- Cardinal Health (Albany, NY)
- …supports the Pharma business segment. + Responsible for IT Controls, SOX compliance, and Audit findings in OTC functional areas of SAP Pharma platform. + Lead in IT, ... Driving end-user satisfaction by using specific metrics. + Influencing internal and external clients to leverage out of the...technical capabilities and solutions. + Prior work experience in Sales and Distribution module within SAP ECC or S/4… more
- Neuberger Berman (New York, NY)
- …and administration of the firm's rewards strategy. We partner with our internal clients across products, businesses, and locations, in conjunction with all ... vendors to administer certain aspects of the carried-interest program. + Partner with internal and external tax partners to ensure accurate and timely delivery of… more
- Mizuho Corporate Bank (New York, NY)
- …the daily submission of Key Risk Indicators for management reporting. + Facilitate all internal / external audit and internal control testing exams and ... corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com.… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …Ensure compliance with regulatory tracking and reconciliation requirements. + Coordinate with Sales and Marketing on sample allocation and planning. + Support ... audit readiness and compliance reviews. **Operational Efficiency & Field...to ensure operational consistency and compliance. + Coordinate with internal teams (IT, Legal, Compliance) and external vendors to… more