- CIBC (New York, NY)
- …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... guidance on technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and audits **Compliance… more
- TD Bank (New York, NY)
- …and escalates key issues arising from Global Markets trading, sales and origination business activities; and executes delegated supervision accountabilities ... (review) procedures. The candidate will collaborate closely with Business Supervisors, trading, sales and origination teams, as well as Second Line of Defense and… more
- KeyBank (Albany, NY)
- …planning oversight, customer complaint research and resolution, periodic reporting, audit responses, sales trend identification, reporting and oversight. ... and surveillance of all bank brokerage, advisory and insurance sales activities. This includes, but is not limited to,...quarterly certifications to KIS Compliance. *Assist and respond to internal and external audit reviews and information… more
- DoorDash (New York, NY)
- …industry-leading B2B SaaS company. On a typical day, you'll work cross-functionally with Sales , Marketing, Product, and Operations to grow our SaaS suite and drive ... experiments, analyzing data to uncover growth levers, or building internal processes to help teams move faster together -...websites, loyalty, mobile apps), and work directly with frontline sales and product teams to help merchants thrive. If… more
- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, foreign ... will provide senior compliance support for the Scotiabank US Sales and Trading businesses by acting as a team...initiatives by actively participating in relevant business forums and internal meetings. + Provide compliance support for equities and… more
- Datavant (Albany, NY)
- …+ Serve as a trusted partner and clinical product expert for internal stakeholders ( Sales , Clinical, Operations, Client Success) and external clients ... platforms, and third party integrations. + Balance innovation with compliance, audit defensibility, and clinical integrity across all product decisions. **Execution… more
- City of New York (New York, NY)
- …and/or occupied real estate, citywide acquisitions (lease or purchase) plus sales and other dispositions of City-owned properties. RES also provides architectural ... for three (3) teams: Property Valuations, Lease Administration, and Lease Audit . Property Valuations is responsible for performing complex appraisals and feasibility… more
- Scotiabank (New York, NY)
- …equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, foreign ... strong background in information security, risk management, cybersecurity/technology risk, audit , regulatory compliance, and governance. The IS&C Senior Manager will… more
- ITT (Seneca Falls, NY)
- …of care + Establish a trusted relationship with cross-functional partners, including HR, Internal Audit , Sourcing, IT, and Finance + Implement key reporting and ... move forward. ITT is headquartered in Stamford, CT, with sales in approximately 125 countries. The company generated 2024...with company policies and procedures. + Responsible for managing Internal Audit Team requests and addressing … more
- St. John Fisher University (Rochester, NY)
- …the Controller, this position is instrumental in supporting external and internal financial reporting requirements of the University. This position requires ... materials. Perform various accounting and financial reporting functions, prepare the audit work papers, footnote schedules and annual tax filings and budget… more