- Bank of America (New York, NY)
- …for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems, ... at this level are often required to interact with senior management within Operations and across the firm as...for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches *… more
- New York Power Authority (White Plains, NY)
- …leadership to ensure effective alignment of the enterprise and operational processes with Internal Audit , Compliance, and the Office of Strategy Management + ... the Enterprise and Operational Risk website. + Work with senior EORM Team members to establish and implement the...systems + General knowledge of Strategic Planning, Compliance, and Internal Audit practices + Firm understanding of… more
- KeyBank (Albany, NY)
- …monthly and quarterly certifications to KIS Compliance. *Assist and respond to internal and external audit reviews and information gathering requests. *Actively ... the Office of Supervisory Jurisdiction for Key Investment Services LLC. The Senior Associate-Central Supervision Principal reports to the Head of CSG and serves… more
- Santander US (New York, NY)
- …or equivalent work experience. - Required. 9+ years in Risk Management, Credit Risk or Internal Audit with a minimum of 5 years within a Leveraged Finance Risk ... products, etc. + Demonstrated track record interacting with the regulators, external and internal audit . Excellent written and verbal communication. + Ability to… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight...COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance… more
- Citigroup (Getzville, NY)
- …Risk Appetite, Scenario Analysis, Basel Monitoring, Business, Country, Legal Vehicle, Regulatory, Internal Audit , and other critical work streams. The main goal ... responsibility will be to submit Loss Forecast results to the regulators and internal groups with timeliness and accuracy. + Prepare Operational Losses forecast and… more
- TD Bank (New York, NY)
- …analysis and support for key business areas/portfolios as assigned. Proactively manages senior relationships in order to provide seasoned and deep business insights, ... partners/leaders and external parties + Serves as a source of advice to senior management in field of specialty; may lead team(s) of related specialists/experts +… more
- CIBC (New York, NY)
- …to; new business initiatives, management reporting, governance and controls and internal audit /deficiency remediations. The US Capital Markets Business ... Markets business and their supporting infrastructure groups as well as their internal and external vendors, brokers and suppliers. The US Capital Markets Business… more
- MUFG (New York, NY)
- …trends and experiences. In this scope, the incumbent will work closely with senior executives and senior leaders of Human Resources ensuring alignment of ... Governance team. **Major Responsibilities:** Human Resource Strategy - In coordination with senior regional and global HR leaders, as well as regional leadership… more
- HSBC (New York, NY)
- …as an industry expert who provides valuable market and sector-related insight to both internal and external stakeholders + Ensure all audit , legal and regulatory ... we all share. The Director, Americas is a key senior leadership position within Institutional Clients Group (ICG) business....for pipeline tracking and reporting. Drive collaboration with other internal coverage teams within ICG and CIB, as well… more