- TD Bank (New York, NY)
- …disposition, reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
- SMBC (New York, NY)
- …+ Address model risk findings which are issued by model validation group and internal audit generally + Develop internal credit risk models collaborating ... Head Office, develop credit risk model and report to team leads and senior management. **Role Objectives: Delivery** + Conduct model performance monitoring based on… more
- KeyBank (Amherst, NY)
- … level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + Minimum ... management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a...compliance, risk management, and/or internal or external audit experience with a strong focus on risks and… more
- KeyBank (Albany, NY)
- …with all lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's degree or ... Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or conclusions… more
- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc...M&T. + Request checks for disbursement of bid deposit, senior lien payoff and settlements. + Adhere to applicable… more
- St. John Fisher University (Rochester, NY)
- …the University's annual operating and capital budgets. + Prepares financial presentations for senior leadership, the Finance & Facilities Committee, Audit & Risk ... and oversight of accounting, budgeting, treasury, financial systems, compliance, and internal controls. This role ensures the University's financial health and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
- TD Bank (New York, NY)
- …The Manager, Transaction Banking & Payments, Finance will report into the Senior Manager, Transaction Banking & Payments, Finance. This is a newly created ... or knowledge resource for others in their own area + Interprets internal /external business challenges and the industry environment, recommends course of action and… more
- M&T Bank (Buffalo, NY)
- …to build relationships within their teams as well as with project sponsors, internal and external contacts, and senior management. Teams make a presentation ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
- TD Bank (New York, NY)
- …and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more