- Capital One (New York, NY)
- …interactions with Federal Banking Regulators and providing advisory consulting to senior management with respect to onsite supervision and evolving regulatory policy ... with the administrative team), capturing detailed notes during regulatory and internal discussions, tracking document requests, and ensuring timely submission of… more
- Oracle (Albany, NY)
- …policy) with OCI networking, DNS, and edge services under guidance from senior engineers. - Participate in operational readiness: support SLO/SLA tracking, on-call ... practices. - Participate in threat modeling, design reviews, and audit /compliance readiness activities for critical services. Basic qualifications - 1-2… more
- Wells Fargo (New York, NY)
- …functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting for ... (Trading Hub, Actimize ActOne, Protegent, Catalyst, GMI) + Surveillance, testing or audit experience in a regulatory environment experience + Experience in a… more
- State of New York Mortgage Agency (New York, NY)
- …as well as any relevant compliance training opportunities. + Work with senior OIHM staff to develop policies and procedures for effectively monitoring projects ... and tax and insurance escrow accounts. + Coordinate Asset Management's Internal Control oversight. + Coordinate periodic assessment of the SAMU portfolio,… more
- Coinbase (Albany, NY)
- …and annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- Grant Thornton (New York, NY)
- …deliver tailored solutions aligned with evolving SALT requirements. You'll collaborate with senior team members and contribute to internal and external ... and analysis on SALT topics under the guidance of senior team members and staying updated on industry trends...a licensed, certified public accounting (CPA) firm that provides audit and assurance services ― and Grant Thornton Advisors… more
- Maritime Administration (Kings Point, NY)
- …a comprehensive financial management program, including budget formulation, execution, internal controls, and financial reporting, while advising senior ... financial management policies, budget formulation and execution, funds control, internal controls, and accounting operations to ensure compliance with organizational… more
- KeyBank (NY)
- …applicable banking and securities rules, regulations, and laws. - Respond to internal and external audits, exams and requests for information and provide review ... & challenge of any line of business responses to internal and external audits. Assist in the evaluation of... and external audits. Assist in the evaluation of audit and examination findings and implementation of corrective action… more
- CenterWell (Albany, NY)
- …and address performance gaps. + Research and interpret correct coding guidelines and internal business rules to respond to inquiries and issues. + May participate in ... coding compliance. + Follows state and federal regulations as well as internal policies and guidelines while analyzing coding information and medical records.… more
- HSBC (New York, NY)
- …issues + Maintain HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... to improve underlying financial performance acting as a trusted advisor to senior management, provide valued commercial insights to challenge and steer business… more