- SMBC (New York, NY)
- …+ Address model risk findings which are issued by model validation group and internal audit generally + Develop internal credit risk models collaborating ... Head Office, develop credit risk model and report to team leads and senior management. **Role Objectives: Delivery** + Conduct model performance monitoring based on… more
- TD Bank (New York, NY)
- …disposition , reporting on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check and challenge. Reporting ... and surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
- Fujifilm (Valhalla, NY)
- …Director of Project Management and all levels within the organization, including Senior Managers, Group and Team Leaders, Application developers, IT support staff, ... implementations and upgrades to ensure compliance with regulatory requirements, internal security standards, and associated timelines. + Effectively manage… more
- KeyBank (Amherst, NY)
- … level management, other internal clients and peers, and internal audit . **Required Qualifications** + Education/Background: Bachelor's degree, + Minimum ... management, private banking, securities, etc.) compliance, risk management, and/or internal or external audit experience with a...compliance, risk management, and/or internal or external audit experience with a strong focus on risks and… more
- KeyBank (NY)
- …with all lines of business, mid to senior level management, other internal clients and peers, and Audit . **Required Qualifications** + Bachelor's degree, ... Assist with supporting the LOB on complaint-related regulatory exam and internal audit activities. + Clearly document and communicate the results or conclusions… more
- Echelon Supply & Service (Liverpool, NY)
- …and documentation in compliance with ISO 9001:2015, AS9100, and customer requirements. + Conduct internal ISO audits and lead the audit program to assess and ... and audit records. + Lead annual quality reviews with senior management, highlighting performance metrics and improvement opportunities. Inspection, Testing &… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and enforcing the Global ... with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (experience in multiple areas preferred) in an organization… more
- Robert Half Finance & Accounting (Westbury, NY)
- …integrity * Working closely with external auditors for a smooth and efficient external audit process * Supporting internal audit processes and implementing ... compliance and operational efficiency * Designing, implementing, and enhancing internal control procedures to comply with Sarbanes-Oxley (SOX) requirements *… more
- M&T Bank (Getzville, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and provide documentation in response to investor or regulatory audit requests. + Generate various scheduled and ad hoc...M&T. + Request checks for disbursement of bid deposit, senior lien payoff and settlements. + Adhere to applicable… more
- Tradeweb (New York, NY)
- …strategy. **Qualifications** + Minimum 7+ years of experience in enterprise risk, internal audit , or operational risk management within a regulated financial ... evidence, and outcomes in Archer GRC, ensuring consistency with internal policies and audit standards. + Collaborate...as Power BI, Tableau, and Excel, for use in senior management and Board-level governance forums. + Coordinate with… more