- Raymond James Financial, Inc. (New York, NY)
- …offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors, ... production, validation and submission of non-financial regulatory reports (eg, Consolidated Audit Trail (CAT) Electronic Blue Sheets (EBS), Large Options Position… more
- TD Bank (New York, NY)
- …and Front Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- Parexel (Albany, NY)
- The Senior Clinical Research Associate (Sr. CRA) is responsible for the site management, site monitoring and close-out of assigned clinical trials investigator sites ... applicable + Serve as a point of contact for audit conduct, and drive Audit Observation corrective...in Oncology) + Preferred therapeutic experience in Oncology, Vaccines, Internal Medicine or Infectious Diseases + Must be fluent… more
- TD Bank (New York, NY)
- …lending, and directly influences asset quality, administrative processes, compliance with internal policies and guidelines, as well as adherence to prudent, safe, ... related to assigning risk ratings * Regularly meets with senior TDNA executives to review credit related performance matters...Acts as a key liaison with regulatory agencies and audit groups regarding Loan Review activities and more broadly,… more
- Wolters Kluwer (New York, NY)
- …& user experience journey mapping with the VP Product Management for the Audit and Tax product portfolios. With a deep understanding of market dynamics and ... articulating product strategy, commercial priorities, and customer value across internal teams and external partners, including C-level executives, clients, and… more
- Bank of America (New York, NY)
- …Performance Management + Referral Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk Management ... the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing...while preparing to effectively manage any type of branch audit + Oversees the client service experience and reviews… more
- Oracle (Albany, NY)
- …that operate over governed RWD and customer BYOD assets with rigorous security, audit , and data lifecycle controls. You'll define strategy, build and scale cloud ... and shipping complex, low-latency, scalable systems. - 5+ years of senior engineering management leading multiple teams, including globally distributed teams, with… more
- American Express (New York, NY)
- …quality assurance programs as project deliverables to ensure compliance with internal and external standards. Drive project-level identification of high-risk areas ... key findings, trends, and root causes for presentation to senior Finance leadership. Direct cross-functional transformation projects within Finance, including… more
- Citigroup (New York, NY)
- …have outstanding leadership, communication, and influencing skills as this leader will work with senior leaders, and audit partners on a regular basis. + Ability ... compliance to local rules and regulations. + Collaborate with other internal areas including Legal, Compliance, Operations, Technology and Business Management to… more
- Robert Half Finance & Accounting (Akron, NY)
- …analysis/review for reasonableness and accuracy to provide information to the Senior Management Team consisting of backlog, bookings, commissions, open purchase ... and casualty, umbrella, officer, etc. * Provide leadership in strengthening internal communications, creating, and promoting a positive and supportive work… more