- CDM Smith (Winston Salem, NC)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... and recommendations. * Establishes and maintains strong relationships with senior executives to identify their needs and seek a...enterprise risk management and internal audit functions working with executive management… more
- Bank of America (Charlotte, NC)
- …issues and remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as ... responsible for leading a function dedicated to designing a strategy to drive internal control discipline and operational excellence within a Line of Business (LOB)… more
- Comerica (Charlotte, NC)
- …for the 1LOD relationship for all exam related activities including regulatory, 2LOD, Internal Audit , various internal Risk Pillars, etc. Gathers data, ... frameworks, tools, regulatory requirements and how to build and maintain internal controls Provides leadership and coaching to 1LOD to proactively identify… more
- US Bank (Charlotte, NC)
- …ensures fiduciary activities meet regulatory requirements. Provides support in responding to internal audit and OCC examination inquiry of fiduciary products and ... Mitigation** : Partnering with the business line, compliance (second line of defense), internal audit (third line of defense) and Legal divisions stakeholders to… more
- TD Bank (Charlotte, NC)
- …and participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job Summary:** ... regulatory change and providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of regulatory compliance risks,… more
- GRAIL (Durham, NC)
- …audits, and evolving regulatory landscapes. **Responsibilities:** + Lead and manage internal processes and systems, clinical and diagnostic quality audits, as well ... corrective/preventive action plans, and track clinical compliance-related metrics for senior leadership. + Provide routine clinical compliance support to clinical… more
- Truist (Charlotte, NC)
- …audits/examinations/assessments (including preparation/coordination of key artifacts) 4. Liaise with internal audit , risk and compliance functions to address ... the regulatory requirements and ensures all applicable laws, rules, regulations, internal policies, standards, and procedures related to the Corporate Strategy owned… more
- Bank of America (Charlotte, NC)
- …and control improvements for remediation. **Responsibilities:** + Partners with Risk, Audit , Technology, CFO DM's Extended Leadership, Senior Data Analysts, ... CFO DM. The role will ensure all requests from Audit , Risk, Technology, etc.. are documented appropriately, catalogued, and...this role. This reporting will be provided to our Senior Leadership Team, Executive Control Partners as well as… more
- USAA (Charlotte, NC)
- …+ Strong risk and controls acumen. Recommended risk experience within FLOD, SLOD, or Internal Audit . + Demonstrates effective use of critical thinking to address ... the development of risk policies and procedures in partnership with senior leaders to ensure appropriateness and adequacy versus industry standard processes… more
- Lincoln Financial (Raleigh, NC)
- …for the Supplier Risk Team. + Provides subject matter expertise to internal /external stakeholders on third party security risk assessment. + Maintains knowledge on ... and due diligence. + Responsible for management of IT Audit support activities related to third party assessments for...support activities related to third party assessments for both internal and external audits and exams. + Identifies and… more