- TD Bank (Charlotte, NC)
- …demeanor, excellent interpersonal skills, capable of working with all levels of internal and external staff including regulators, and collaborating across large ... critical role reports to the lead Governance Program Management Senior Manager and will lead the design and development...drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to… more
- SolomonEdwards (Raleigh, NC)
- …awareness of model risk management principles and act as a thought leader within Internal Audit . . Oversee team delivery against audit commitments, monitor ... broad global footprint. This role will focus on supporting audit and risk review activities by assessing model governance,...resourcing, and manage timelines to meet senior management expectations. . Develop and contribute to the… more
- Lowe's (Mooresville, NC)
- …successful review and resolution. + Provides effective leadership and guidance to audit staff , offering training, oversight, and support on complex assignments, ... applicable tax regulations and reporting requirements. + Effectively communicate with senior leadership to provide timely updates on team progress, challenges,… more
- TD Bank (Charlotte, NC)
- …to ensure MRA remediation activities can be delivered and executed + Supports Internal Audit findings to ensure remediation plan is adequate and layered ... of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB...of risk to ensure the business is prepared for internal and external audit reviews + MRA… more
- TD Bank (Charlotte, NC)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing...interpersonal skills, capable of working with all levels of internal and external staff including regulators, and… more
- Sunrise Senior Living (Raleigh, NC)
- **When you join Sunrise Senior Living, you will be able to use your unique skills to empower residents to live longer, healthier, and happier lives. Not only will ... and shed light on meaningful ways to serve, grow, and shine together.** **Sunrise Senior Living was again certified as a Great Place to Work(R) by Activated… more
- Citigroup (Charlotte, NC)
- …quality control. This specific opportunity is to ensure that the Seller Audit process for several businesses is handled accurately, timely, efficiently and according ... on proposed scope + Determine auditor availability and coordinate audit timing + Establish audit scope based...rollout. + Provide training and support to transaction management staff and business constituents. + Partner with each of… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …to different staff levels. - Proficient in providing advice to senior management on ethical and compliance implications of business decisions. - A goal-oriented ... export control laws, sanctions and global trade restrictions. **ENVIRONMENT** * Internal environment: - Continuous (daily) dialogue with Supply Chain employees… more
- City National Bank (Charlotte, NC)
- …IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership to ensure efficient risk management. In addition, this function ... and information funnel, filter, and facilitator in support for Senior Management as needed and deal with the day...the day to day activities and management of junior staff as needed. Further, the function will address issues/respond… more
- PNC (NC)
- …and prevent illegal, unethical, or improper business practices. Coaches and mentors junior staff and raises issues to senior team members. Demonstrates ability ... Control, Strategic Objectives **Competencies** Anti-money Laundering/Sanctions Policies and Procedures, Audit And Compliance Function, Fraud Management, Internal … more