- Santander US (New York, NY)
- …or equivalent work experience. - Required. 9+ years in Risk Management, Credit Risk or Internal Audit with a minimum of 5 years within a Leveraged Finance Risk ... products, etc. + Demonstrated track record interacting with the regulators, external and internal audit . Excellent written and verbal communication. + Ability to… more
- New York State Civil Service (Albany, NY)
- …Conducts risk-based assessments of applicants' and Licensees' governance, compliance, and internal audit controls; BSA/AML program; operational, regulatory and ... HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 (Compliance), SG-23) Occupational Category… more
- TD Bank (New York, NY)
- …and updating of operational risk program information and documentation to meet both internal (eg, Internal Audit ) and regulatory requirements. + Lead ... Manage from an operational risk perspective any interactions with internal stakeholders such as Internal Audit...periodic analysis and commentary of key market risks for senior management review + Keeps abreast of new risk… more
- Compass Group, North America (New York, NY)
- …management + Ensure sound financial control throughout the region and work closely with the Internal Audit Department to ensure: + ICR targets are delivered + ... to Work, This is R/A ! Job Summary The Senior Regional Controller is a results-oriented finance role that...Audit report recommendations are implemented promptly + Loss prevention… more
- CDM Smith (Buffalo, NY)
- …systems of internal controls, and ensuring that the finance, accounting and internal audit and risk management functions are operating effectively. * Leads ... and recommendations. * Establishes and maintains strong relationships with senior executives to identify their needs and seek a...enterprise risk management and internal audit functions working with executive management… more
- CIBC (New York, NY)
- …regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses ... regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage...technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and… more
- TD Bank (New York, NY)
- …trading line logs + Prepares monthly reports + Maintains required documentation for internal audit + Prepares other related materials as required + Ensures ... Cross Asset Trading portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk management… more
- TD Bank (New York, NY)
- …evolving regulatory requirements to and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk ... initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance functions such as… more
- SMBC (White Plains, NY)
- …compliance with regulatory frameworks such as BCBS 239, GDPR, OCC/SEC expectations, and internal audit standards + Conduct governance reviews and ensure accurate ... part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and… more
- Westside Federation for Senior Supportive Housing (New York, NY)
- …of and management of user-friendly MIP report + Partner with CFO to develop internal audit programs + Develop key performance indicator dashboards, as needed + ... ABOUT US The West Side Federation for Senior and Supportive Housing, Inc. (WSFSSH) is a...closing of accounting books record, following the year end audit required schedules + Managing efficient account and control… more