- SMBC (New York, NY)
- …related or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance-related examinations / audits related to ... or processes under the oversight of one or more senior team members. Incumbents are typically developing subject matter...strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC… more
- M&T Bank (New York, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and business partners. + Serve as fiduciary resource to Wealth Advisors and other internal partners. + Support the goals and objectives of the wealth practice and… more
- M&T Bank (Lafayette, NY)
- …policies. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... department. + Act as lead for departmental system support, coordinating with internal business partners, vendors and technology to address issues for the department.… more
- M&T Bank (Buffalo, NY)
- …brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by ... and projects. + Participate / take a lead role in collaboration with internal partners on behalf of Commercial Segment Support team; includes development in support… more
- Axis (New York, NY)
- …regulatory frameworks including NYDFS, DORA, and other jurisdictional requirements. + Lead internal and external audit engagements related to business continuity ... our collective success?** The **Head of AXIS Business Continuity** is a senior leader responsible for the strategic direction, governance, and operational execution… more
- Mizuho Corporate Bank (New York, NY)
- …performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules, broker dealer regulatory ... and industry best practices (2) communicate observations and enhancement opportunities to senior management as well as other key stakeholders such as r egulatory… more
- Healthfirst (NY)
- …Services, etc.). + Experience with database reporting and automation, budgeting or internal audit processes. + Experience monitoring quality in a reporting ... skills with the ability to present to a diverse audience, including Senior Management. + Problem solving skills; ability to think strategically and critically… more
- Robert Half (New York, NY)
- …in finance, technology, operations, data, analytics, digital, legal, HR, governance, risk and internal audit through our network of more than 85 offices in ... cultivating business relationships and a professional network , including with senior executives . + Successfully pursuing business development opportunities and… more
- American Express (New York, NY)
- …experience in operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write and speak in ... and interpersonal skills, with an ability to interact and obtain buy-in from senior BU/tech counterparts + Expertise in process governance, with a track record of… more
- Mizuho Corporate Bank (New York, NY)
- …in performing financial and/or regulatory reporting, regulatory reporting quality assurance, or internal audit + Knowledge of a wide range of financial ... industry best practices and communicating issues and enhancement opportunities to senior management. In addition, this position supports management with centralized… more