- TD Bank (Charlotte, NC)
- …of Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit , prepares periodic reporting to multiple stakeholders, and ... of enthusiastic colleagues dedicated to setting new industry standards. US Compliance Audit and Exam Management oversees internal audits and regulatory exams… more
- TIAA (Charlotte, NC)
- …risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree + Significant ... The Wealth CIO team is seeking an experienced Sr . Director of Operations, Execution, and Risk. This...primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit /… more
- US Bank (Charlotte, NC)
- …to support audit scope/conclusions, to facilitate an efficient review, and to meet internal audit policies and procedures. - Drafting audit issues under ... **Job Description** Partners with their assigned Line of Business, other Risk/Compliance/ Audit (RCA) professionals, and RCA Managers to, depending on their function,… more
- Capital One (Charlotte, NC)
- …2+ years of experience in banking or in financial services + 4+ years experience in internal audit or risk management (can be combined with Big Four external ... Senior Auditor) interested in becoming part of our Audit team. As a member of the Audit...adequate coverage of risks. + Design and execute appropriate audit procedures to verify the effectiveness of internal… more
- Grant Thornton (Charlotte, NC)
- …Common engagements include but are not limited to co-sourced and outsourced internal audit , internal control assessments, enterprise risk management ... Interns on engagements, assess performance and provide feedback + Develop and execute internal audit workplans and control test procedures based on engagement… more
- Compass Group, North America (Charlotte, NC)
- …multiple priorities and stakeholders. + Previous experience working in Finance Control, Internal Audit , External Audit , Risk Assurance, and/or Controls ... the Manager, Risk & Controls, the Risk & Controls Senior Analyst is an exciting opportunity for a candidate... internal control requirements. + Partner with both internal and external audit teams to facilitate… more
- CVS Health (Raleigh, NC)
- …in Policies, Procedures, Standard Operating Procedures, or SOX Controls. + Work directly with Internal Audit Teams to ensure timely support of SOX and SOC ... join our Pharmacy Services Finance Enablement team as a Senior Analyst on our Policies, Procedures, and Controls Team.... audit findings identified through SOX Testing and Internal Audit Inspections performed by our SOX… more
- TD Bank (Charlotte, NC)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The ** Senior Audito** **r - US** **Compliance Audit ... documenting, and testing the design and operating effectiveness of internal controls under manager guidance. The Senior ...for all department processes. + Ensure ongoing compliance with internal / external audit and regulatory requirements.… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of this role is to work closely with the Audit Manager, Senior Auditor II, and project teams by actively participating in ... lieu of education requirement, if applicable + 3 years Experience in internal /external audit or relevant business experience. Demonstrated experience in managing… more
- CIBC (North, NC)
- …function across all lines of defense, inclusive of Operational Risk Management, Internal Audit , Enterprise counterparts, and control assessment teams. + ... a leading financial institution. You work closely with the Sr . Managers and/or Program Director of the US TII...CRSC, etc). + **You demonstrate experience** conducting or managing Internal and External audits, understanding audit methodologies… more