- TD Bank (Charlotte, NC)
- …appetite + Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance + Contributes ... with items such as issues management as required. The Senior Financial Crime Risk Analyst role contributes to the...provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements… more
- Truist (Charlotte, NC)
- …well documented evidence supporting validity of models for intended use. Support regulatory, internal audit , and external audit examinations and requests. ... following job description:** JOB SUMMARY The position is for a Sr . Quantitative Analyst within Truist's Financial Management Quantitative Analytics department.… more
- Bank of America (Charlotte, NC)
- …and reports audit findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive coverage of model uses across ... of business of control functions. + Works closely with model stakeholders and senior management with regard to communication of audit assessment outcomes.… more
- Highmark Health (Raleigh, NC)
- …and tracks the delivery of risk activities, including but not limited to internal and external audit progress, recurring risk and compliance reporting, mandated ... of managed care operations, compliance program structures, information security and audit methodologies. The incumbent must also have a foundational understanding of… more
- TD Bank (Charlotte, NC)
- …+ Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team ... to identify risk/ provide guidance for complex situations + Complies with applicable internal and external audit and regulatory requirements and may actively… more
- American Express (Charlotte, NC)
- …across Global Financial Crimes Compliance, Operational Risk Management, Privacy, Internal Audit , Technologies, and the General Counsel's Organization ... development. + Highly collaborative and able to build and leverage relationships with senior internal and external stakeholders. + Exceptional written and verbal… more
- EverBank (Charlotte, NC)
- ** Sr Internal Auditor** The Senior Internal Auditor job serves as a team member on more complex audits, working under the direction of audit ... gain needed information and influence outcomes. + Participates in discussions with senior management when communicating audit results and recommendations. +… more
- American Express (Charlotte, NC)
- …to ensure awareness and understanding of CRA expectations. + Support regulatory exams, internal audit reviews, and issue remediation activities related to CRA. ... executive reporting and dashboards for Compliance, Risk Committees, and senior leadership. + Monitor regulatory developments and industry best...+ 10 years of experience in Compliance, Risk Management, Internal Audit , or a related field within… more
- Bank of America (Charlotte, NC)
- …issues and remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as ... responsible for leading a function dedicated to designing a strategy to drive internal control discipline and operational excellence within a Line of Business (LOB)… more
- Comerica (Charlotte, NC)
- …for the 1LOD relationship for all exam related activities including regulatory, 2LOD, Internal Audit , various internal Risk Pillars, etc. Gathers data, ... frameworks, tools, regulatory requirements and how to build and maintain internal controls Provides leadership and coaching to 1LOD to proactively identify… more