- Bank of America (Charlotte, NC)
- …and reports audit findings. + Works closely with teammates from multiple internal audit teams to ensure a comprehensive coverage of model uses across ... of business of control functions. + Works closely with model stakeholders and senior management with regard to communication of audit assessment outcomes.… more
- TD Bank (Charlotte, NC)
- …and forecasting functions + Acts as a key point of contact for internal audit , regulatory reporting deliverables, and governance activities related to capital ... Canada as well as new products or initiatives by partnering with external and internal key stakeholders as applicable. In this role the analyst will be working on… more
- US Bank (Charlotte, NC)
- …to senior executives and regulators + Experience working with internal audit or outside examiners explaining models/processes that support sanctions ... issues and manage competing priorities. + Manage communication and responses to internal audit , validation, and outside government agency partners in explaining… more
- Wells Fargo (Charlotte, NC)
- …(eg, FFIEC, OCC, SEC, GDPR) and internal policies. + Partner with internal audit , compliance, and regulatory teams to address findings and implement ... to grow. Join us! **About this role:** Wells Fargo is seeking a Senior Technology Control Officer plays a critical role in safeguarding the institution's cloud… more
- First Horizon Bank (Raleigh, NC)
- …violations, including ensuring appropriate action when necessary. Regularly performs reviews of internal audit reports and regulatory reports of examination to ... and/or compliance background required (2-4 years). Background in preparing for internal (Compliance Testing and/or Audit ) and external (regulatory) examinations… more
- Cherry Bekaert (NC)
- …or FedRAMP experience working in a professional services firm or within corporate GRC, IT, Internal Audit , Cybersecurity, or Compliance teams to join us as a ** ... and consistently recognized as a Great Place to Work (https://www.cbh.com/about/awards-and- recognition /) , **Cherry Bekaert** delivers innovative advisory, assurance and...Senior Associate** with the flexibility to sit in multiple… more
- First Horizon Bank (Charlotte, NC)
- …Review proposed regulations and provide impact analysis + Partner with risk management, internal audit , and model validation to ensure processes and procedures ... and reporting + Summarizing key findings and preparing succinct presentations for senior management and the Board of Directors + Meeting deadlines while… more
- US Bank (Charlotte, NC)
- …+ Support and prepare materials related to examination, supervisory, enforcement, or internal audit /review requests. + Provide timely risk escalation and ... levels within the organization, including Corporate Compliance, Model Risk Management, Audit , Legal, and Business Line personnel, to help ensure effective risk… more
- TD Bank (Charlotte, NC)
- …personal development objectives. + Respond to requests from both Canadian and US regulators, internal and external audit in their review/ audit of risk models ... Risk Management and share knowledge with business partners and senior management. + Assume a leadership role in developing...information and assistance as required. + Work effectively with internal model development group, Audit , and other… more
- Compass Group, North America (Charlotte, NC)
- …management + Ensure sound financial control throughout the region and work closely with the Internal Audit Department to ensure: + ICR targets are delivered + ... to Work,_ **This is R/A** **!** **Job Summary** The Senior Regional Controller is a results-oriented finance role that...Audit report recommendations are implemented promptly + Loss prevention… more