- Wells Fargo (Charlotte, NC)
- …resolve issues and achieve goals. + Provide concise written responses to requests from Internal Audit or other partners, as needed. + Interface with risk ... within Wells Fargo Compliance. As part of the RCIM team , the Lead Compliance Officer will ...officers across all risk types, Internal Audit , and the Legal Department. **Required… more
- Bank of America (Charlotte, NC)
- Information Management Team Lead - Process, Control and Reporting Services Dallas, Texas;Pennington, New Jersey; Charlotte, North Carolina **To proceed with your ... Audit Support for Private Bank depository locations. + The Information Management Team Lead within the Process, Control and Reporting Services Team … more
- Dentsply Sirona (Charlotte, NC)
- …contact for ICFR and SOX ITGC matters for the global organization; coordinate with internal and external audit teams for related internal controls ... live and breathe high performance, working as one global team , bringing out the best in each other for...-by helping improve oral health worldwide. The Senior Manager, Internal Controls - IT is part of the Global… more
- Huntington National Bank (Charlotte, NC)
- …Enterprise Data Governance team is growing, and we're looking for an outstanding Data Risk Lead to join our team . The Data Risk Lead will be responsible ... to being a data driven organization. The Data Risk Lead will help develop current team members...and Responsibilities: + Works closely and manages relationships with internal partners in Audit , Compliance, Risk, and… more
- TD Bank (Charlotte, NC)
- …**Line of Business:** Technology Solutions **Job Description:** The Technology Data Lead (KYC Engineering) is responsible for the design, development and support ... the design and Implementation of frameworks, standards, and processes to meet Banks Audit & Compliance requirements. + Supports any regulator exam, audit , or… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Controls Monitoring and Testing Team Lead II is an essential role within the Consumer and ... and incentives, and for program design and management. The Team Lead II is responsible for understanding... deliverables adhere to standards, procedures, and regulatory / audit requirements. 11. Supervises team of Controls… more
- Truist (Charlotte, NC)
- …role is essential to addressing critical findings from the Management Report of Internal Audit (MRIA) and establishing a comprehensive, automated approach to ... **Please review the following job description:** The CSMT Technical Lead serves as the primary technical person for enterprise...situations. 7. Provide technical and process guidance to junior team members. 8. Build and maintain the automation and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team . Learn more about the career areas ... This role within the Macro Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The...moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory bodies on risk… more
- City National Bank (Charlotte, NC)
- * LEAD IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The...individual may be responsible for supervising / coaching a team of risk professionals and is be part of a ... Risk Strategy Lead as is part a function that will be...of experience working at a major financial institution on audit and/or management initiatives programs, including management responsibilities. *… more
- Wells Fargo (Charlotte, NC)
- …groups. This team plays a critical role in ensuring that internal controls, processes, and procedures are not only adequate but also operating effectively ... teams + Act as a Business Control Management (BCM) Lead within the CIB Operations Control team ,...of core control functions, including RCSA, EBCE, Trigger Events, internal testing, audit , and regulatory outputs, into… more