- TD Bank (New York, NY)
- …to work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to ensure the ... Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive...and reports required by external regulatory bodies and TD internal groups + Leads development of team … more
- American Express (New York, NY)
- …action plans, and exam closure packages, prior to submission to the regulators and Internal Audit . This role will play a critical part in safeguarding American ... **Minimum Qualifications** + 4 years of experience in risk management, compliance, internal audit , or regulatory affairs, preferably within financial services +… more
- NBC Universal (New York, NY)
- …to include but not limited to Enterprise finance compliance teams, external and internal audit groups, company-wide legal compliance groups as well as IT, ... Reporting to the Vice President, Risk & Compliance, the Manager /Senior Manager , Risk & Compliance will be...Level Agreement thresholds + Perform Risk Assessment, SOX / Internal Audit Readiness reviews, control rationalization, and… more
- KeyBank (Amherst, NY)
- …other groups within Key including the lines of business, other risk management teams and internal audit . **Essential Job Functions** + Lead and manage a team ... team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust...collaborative relationships with mid to senior level management, other internal clients and peers, internal audit… more
- TD Bank (New York, NY)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing...and reports required by external regulatory bodies and TD internal groups + Leads development of team … more
- Mizuho Corporate Bank (New York, NY)
- …and vulnerabilities + Establish and maintain robust risk assessment and monitoring processes Audit Response Enablement: + Transform the GRC team 's approach to ... Join Mizuho as the Manager of Infrastructure Governance, Risk and Controls! We...to lead our Infrastructure Governance, Risk, and Compliance (GRC) team . This role is pivotal in transforming our GRC… more
- TD Bank (New York, NY)
- …**Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred.** + **Excellent communication skills including ... including transformation and technology initiatives. Reporting to the Senior Manager , CPM, the Manager ensures **r** egulatory...and reports required by external regulatory bodies and TD internal groups + Leads development of team … more
- MTA (New York, NY)
- …accordance with FLSA SUMMARY Under the direction of the Director of Toll Audit , the Manager , Non-Tolling Systems is responsible for the oversight, coordination, ... Manager , Performance Measurement _Non-Tolling Collection Systems Job ID:...accuracy and compliance. Coordinate with the Director of Toll Audit to enhance data collection and reporting techniques for… more
- Cardinal Health (Albany, NY)
- …to emerging regulatory obligations. The manager will lead a high-performing team and work cross-functionally with legal, privacy, audit , and IT stakeholders ... every day. We are seeking a **strategic** and **experienced** ** Manager of IT Compliance** , and in this role,...inclusive and engaging culture. + Prior experience working with Internal or External Audit functions are a… more
- City National Bank (New York, NY)
- …the sales goals for the entire branch. Working with internal sales/service team , will also support branch manager and RM(s) in building and maintaining ... on a consistent basis. Work directly with the branch manager to lead with a team approach...Responsible for managing and conducting annual reviews for the internal sales/service team . * CLIENT SERVICE *… more
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