- Citigroup (Tampa, FL)
- …process + Mange delivery of MRA and Consent order deliverables + Coordinate Internal Audit and regulatory deliverables for the business **Qualifications** : + ... Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- MUFG (Tampa, FL)
- …Managing a database activity monitoring (DAM) platform for security and audit compliance, including policy creation, event and trend analysis, performance monitoring ... with the bank information security policy. + Working with internal and external auditors to demonstrate and provide evidence...environment + Penetration testing and attack forensics + IS audit + GRC Tools & Processes + Ability to… more
- Citigroup (Tampa, FL)
- …and adjustments ** Internal and Regulatory Exam, Change Management:** + Manage internal and regulatory inquiries, Internal Audit and regulatory exam ... as the primary for coverage portfolios, back up teammates on others + Collaborate in regulatory change management with RRIO, Risk, Finance from interpretation to implementation + Effectively communicate and coordinate implementation, act as R&A SME to support… more
- Citigroup (Tampa, FL)
- …and managing competing priorities. + Experience interacting with Regulators and Internal Audit . + Previous experience collaborating on complex firm-wide ... processes, creating sustainable solutions for minimizing losses resulting from failed internal processes, inadequate controls, and emerging risks. + Monitor business… more
- Citigroup (Tampa, FL)
- …+ Partner with senior stakeholders across the firm, including Risk, Finance, Audit to provide updates on regulatory developments and impact assessments. + Work ... with Risk & Controls team to maintain and enhance an effective internal control's structure. **Qualifications:** + 6-10+ years of extensive experience within the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Risk Management:** Ensure all transition activities comply with FINRA, SEC, and internal regulatory standards. Partner with Legal and Compliance teams to mitigate ... risk and maintain audit readiness. + **Team Leadership & Development:** Lead, mentor,...the organization by obtaining consensus between two or more internal or external parties who may have different interests.… more
- Citigroup (Jacksonville, FL)
- …and making informed decisions. + Experience with interacting with senior management, regulators, internal and external audit . + Proven knowledge of credit risk ... measures and basic accounting + Experience with internal risk / finance reporting systems (Optima, CitiRisk), system flows, data attributes would be a plus + Ability… more
- Citigroup (Tampa, FL)
- …+ Track and manage relevant issues, Corrective Action Plans and various internal audits for resolution and coordination. + Support business continuity activities. + ... business knowledge, product knowledge, and requirements to sales staff and internal support functions. + Co-ordinate and participate actively in relevant business… more
- Citigroup (Tampa, FL)
- …to strengthen risk management quality + Help conduct routine testing of internal activities and processes to ensure adherence to established quality standards and ... Minimum of 3-5 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- Citigroup (Tampa, FL)
- …and Control roles, including preparing materials to meet all relevant deliverables and Internal Audit requirements. + Contribute to the closure of the regulatory ... commitments, including the completion of milestones as per the Transformation Project Office standards and the regulatory commitments audited by IA and the regulators **Knowledge/Experience** + 5-7 years' experience in at least 2 of the following:… more