- Citigroup (New York, NY)
- …client/industry performance, financial trends, and collateral characteristics. + Propose internal risk ratings, update applicable scorecards, monitor limits, oversee ... Underwriters and submit for approval by Risk constituents via internal processes and system workflows. + Review servicer reports...amendment, consent and waiver requests. + Coordinate with the Audit manager and senior Underwriters on audit … more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... Data modeling and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced project management,… more
- JPMorgan Chase (New York, NY)
- …collaborate with Line of Business (LOB) and global/regional Compliance teams, including Internal Audit , Operational Risk, and other Control functions, as well ... knowledge and experience in Compliance, along with familiarity with regulatory and audit best practices. Additionally, you will serve as an independent second line… more
- Mizuho Corporate Bank (New York, NY)
- …for management providing updates on the operations controls, initiatives, procedures, audit findings, operational incidents and any relevant information related to ... the overall control environment. + Coordinate with other internal functions (Non-Financial Risk, Business Risk & Control, Compliance ) on the implementation of any… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... including maintenance of corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage… more
- TD Bank (New York, NY)
- …to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This ... management / control function partners (eg Risk, Legal, Compliance, AML and Audit ) to assess risks, develop and implement proactive strategies, tactics and programs… more
- JPMorgan Chase (New York, NY)
- …in the review and approval of marketing, advertising, social media and other internal and external communications. You will help ensure regulatory and the firm's ... deep partnership with the alternative investments team and the review of internal and external materials, including presentations for new launches, to help minimize… more
- Citigroup (Getzville, NY)
- …adherence; review of new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + ... Work with Management on governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as required by the MCA Standard including the assessment and appropriate approval of risk associated with… more
- Citigroup (New York, NY)
- …diverse range of business partners such as Credit Risk, Retail Risk, Market Risk, Internal Controls, Internal Audit and Operational Risk by solving business ... challenges through data analytics using various Business Intelligence tools such as Tableau, Cognos and MicroStrategy. The Business Intelligence Engineer role is an **individual contributor** **role** with strong technical skills and expected to deliver… more
- BMO Financial Group (New York, NY)
- …risk frameworks and policies to ensure compliance with regulatory standards and internal policies. + Risk Assessment and Monitoring: Conduct regular risk assessments ... Operate effectively within a demanding environment with constant regulatory and audit scrutiny. + Ability to work independently, multitask efficiently and… more