- Citigroup (Queens, NY)
- …and implementation of controls training program covering regulatory requirements, internal control procedures, and industry best practices. + Appropriately assess ... Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. +… more
- MUFG (New York, NY)
- …**Qualifications:** + Typically have 7+ years of experience in Operational Risk, Internal or External Audit within a dynamic international financial institution ... or financial services firm. + Requires extensive knowledge of markets and trading operations from both process and technology perspectives. + Excellent skills in markets and trading risk assessment analysis, identifying trends and signs of changing risk… more
- TD Bank (New York, NY)
- …a functional area + Key contact for business management, regulators and external/ internal auditors, dealing with non-routine information + Focuses on short to mid- ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- MTA (Jamaica, NY)
- …Committees + Oversee coordination with other Agencies and departments, including legal, internal audit , security, human resources, and information technology, to ... conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its...findings and recommendations + Develop responses for Agency Head Vice - President and/or Department Head approval to… more
- CBRE (Albany, NY)
- …as the organization's subject matter expert, the manager partners with finance, contracts, internal audit , and operations leaders to strengthen internal ... across a $750M enterprise. This position reports to the Vice President , Gov't & Defense, Regulatory and...Readiness - Interface with DCAA, DCMA, independent auditors, and internal audit teams; manage responses to … more
- University of Rochester (Rochester, NY)
- …those risks effectively. This position reports directly to the University's Executive Vice President of Administration and Finance, CFO and Treasurer, with ... a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research… more
- The Research Foundation for SUNY (Albany, NY)
- …elements of the compliance plan with the responsible Vice President : Anti-Fraud and Whistleblower; Risk Management; Internal Controls; Privacy; Export ... Compliance Program, as approved by the Research Foundation's Board of Director's Audit Committee. The Director will report to the General Counsel and Secretary… more
- Wells Fargo (New York, NY)
- …and empowered to grow. Join us! **About this role:** Wells Fargo is seeking a Vice President to assist in key strategic risk initiatives within the CIB ... by providing support and awareness of risks and mitigating control solutions. The Vice President of Trade Surveillance Governance sits within the Trade… more
- TD Bank (New York, NY)
- …New York Office TD Securities is seeking a highly skilled and technology proficient Vice President to join its US Wholesale Controllers group within US Finance ... in accordance with US GAAP and IFRS. + Assist with external and internal audit requests, including reconciliations, document organization, and inquiry responses.… more
- Bloomberg (New York, NY)
- …other functions, including Legal and Compliance, Finance, Operational Resilience and Internal Audit , to provide centralized risk frameworks, processes, tools, ... ability to partner and advise across all levels between internal functions and business stakeholders + Ability to navigate...+ Someone who is operating at either an Assistant Vice President , Associate Director, or Vice… more