- TD Bank (New York, NY)
- …alignment with consumer protection laws and company policies. + Collaborating with internal teams, including legal, risk, and audit, to enhance monitoring programs ... to effectively report on the status of Compliance + Represents Compliance on internal or external committees relating to designated business activities as required +… more
- TD Bank (New York, NY)
- …to effectively report on the status of Compliance + Represents Compliance on internal or external committees relating to designated business activities as required + ... respective programs/policies/practices are well managed, meet business needs, comply with internal and external requirements, and align with business priorities +… more
- TD Bank (New York, NY)
- …role supports management in delivery of initiatives related to risk assessment, internal /external exam support, etc. **Depth & Scope:** + Works independently as the ... and reports required by external regulatory bodies and TD internal groups + Conducts research, assesses FCRM risks and...advice to business / FCRM partners + Interacts with control functions within the organization + Develops and delivers… more
- TD Bank (New York, NY)
- …on the adequacy of processes and controls in accordance with regulatory and internal requirements + Executes follow-up of findings raised from testing reviews in ... implementation of initiatives within defined assignments + Adheres to internal policies, standards and procedures, methodologies, and applicable regulatory… more
- KeyBank (Amherst, NY)
- …groups within Key including the lines of business, other risk management teams and internal audit. **Essential Job Functions** + Lead and manage a team of wealth ... assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist Compliance Director and Executive with the ongoing design,… more
- TD Bank (New York, NY)
- …respective programs/policies/practices are well managed, meet business needs, comply with internal and external requirements, and align with business priorities + ... appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of duties,… more
- Central Hudson Gas & Electric Corporation (Kingston, NY)
- …the Manager - Vegetation Management, you will lead a team of internal forestry professionals and direct an all‑contractor field workforce responsible for maintaining ... Your mission is to safeguard reliability (with a focus on SAIFI improvement), control and reduce program costs, and accelerate the adoption of modern technologies… more
- Capgemini (New York, NY)
- …strategy, onshore / offshore, Global Competence Center + Remediation program: supporting internal audits and closing internal audit or regulatory recommendations ... data privacy risk, and cybersecurity risk + Developing and implementing control frameworks to enhance operational risk management. **Responsibilities:** + Work in… more
- Citigroup (New York, NY)
- …needs; + Aggregating data and providing analytics and insights to inform internal stakeholders on community reinvestment performance and areas for improvement, as ... CRA and Financial Inclusion performance and community strategy. + Convening key internal stakeholders to best leverage Citi's balance sheet to meet community… more
- Citigroup (New York, NY)
- …and communications to a wide range of stakeholders, including regulators, internal stakeholders and Board, etc. + Manage tasks and responsibilities associated ... Lead and influence management discussions, strategy, and approach + Focus on continuous control improvements across all areas to ensure continued improvement of the … more