- TD Bank (New York, NY)
- …supervision meetings, as well as Co-Head directs supervisory meetings. + Execute internal control procedures in accordance with the Volcker Enhanced Compliance ... to ensure Trading operational risks are appropriately managed and adherence to internal policies / procedures and applicable regulatory guidelines is effective. This… more
- Citigroup (Getzville, NY)
- …by CGMI's executives CEO, COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance Report). Internally, this ... + Partner with Risk & Controls team to maintain and enhance an effective internal control 's structure. + Has the ability to operate with a limited level of… more
- Scotiabank (New York, NY)
- …with other groups involved to complete timely review of workpapers, ensuring internal control weaknesses are clearly documented with recommendations addressing ... lead AML audits to assess the design and operating effectiveness of internal controls relating to risk monitoring, challenge, and reporting activities within the… more
- M&T Bank (Amherst, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... relevant responsive information is held. + Work with several internal departments to compile records and ensure a full...Log all incoming mail when received for tracking and control purposes. + Maintain records of all pertinent information… more
- State of New York Mortgage Agency (New York, NY)
- …error, fraud, or gross inefficiencies. The incumbent will recommend improvements in internal control and operating procedures. perform special examinations at ... include, but are not limited to, the following: + Analyze systems of internal control of Agencies programs and operations to ensure that assets are safeguarded,… more
- Capital One (New York, NY)
- …on the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes. + You possess a relentless focus on quality ... and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements.… more
- Bank of America (New York, NY)
- …report production tasks for regulatory reports. * Respond to regulatory agencies and internal control partners on inquiries and reporting breaches * Participate ... for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving complex problems,… more
- Bank of America (New York, NY)
- …of key activities. This job is responsible for driving and executing on internal control discipline and operational excellence within a Line of Business ... a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and resolving...(LOB) or Enterprise Control Function (ECF). Key responsibilities include to transform an… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... Audit Manager will be responsible for overseeing ongoing risk assessment, control identification, audit execution and continuous auditing of their applicable audit… more
- Equitable (Syracuse, NY)
- …effectively. + Maintain strict adherence to accounting standards, regulatory requirements, and internal control procedures. + Prepare for internal and ... in accordance with applicable accounting standards. + Establish and uphold internal policies and procedures for reinsurance financial operations. + Ensure timely… more