- TD Bank (New York, NY)
- …activities + Assist the business on implementing and documenting various supervisory/ control mechanisms. + Assist the business on drafting, updating, and implement ... and procedures. + Provide regulatory/compliance training. + Participate in internal investigations, respond to regulatory inquiries, and coordinate internal… more
- VF Corporation (Garden City, NY)
- …with our brand purpose and values. You will partner with the Assistant Store Manager and Store Manager to maximize profitability by ensuring that customer ... Additionally, you will create an inclusive environment, while ensuring internal and external customers are your top priority. You...of the store. + In partnership with the store manager , provide leadership to ensure thorough training and ongoing… more
- Citigroup (New York, NY)
- …and timely client service and problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client ... transactions and respond to all inquiries, from external and internal clients to ensure proper validation and execution of customer instructions. + Stay abreast of… more
- TD Bank (New York, NY)
- …processes or functional programs + Contact for business management, external/ internal auditors, dealing with non-routine information + Recommends and implements ... those activities and customers + Works collaboratively with business and control partners within the organization + Prepares and delivers management reporting… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... programs and initiatives; establishing and maintaining relationships with key internal and external stakeholders; and informing the organization's proactive defense… more
- City of New York (New York, NY)
- …Comptroller's Directive 1, the DOI Agency Anti-Corruption Report, and the Agency Internal Control Statement; preparation and reporting of quarterly metrics ... following: - Engineering Audit; - Vendor Contract Audits & Risk Management, - Internal Audit/Risk Management, - Non-Public Schools Audit & Special Projects, and -… more
- BBL Hospitality (Albany, NY)
- …401K Investment + Referral Bonus + Associate Development Plan Opportunities + Internal Promotion Opportunities + Medical, Dental, Vision, Voluntary Benefits, FSA and ... + Associate Travel Program Discounts The banquet captain assists the Banquet Manager in overseeing banquet staff and coordinating banquet functions to ensure that… more
- University of Rochester (Rochester, NY)
- …example, Infection Control Risk Assessment). 10% - Assists the Project Manager with creating and tracking issues (adds and deducts) throughout the project. ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** Coordinates assigned new construction, alteration… more
- TD Bank (New York, NY)
- …periodic review, and event driven reviews, ensuring compliance with internal policies and external regulations + Reviews customer risk factors/indicators, ... the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC) requirements, and other applicable laws + Proactively...of the high-risk customer review process + Collaborates with internal stakeholders to address gaps or deficiencies in KYC… more