- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description :** We are seeking an experienced Conflicts Officer to join our Compliance ... Control Room at TD Securities. This role is critical...leaders across compliance, legal, and business functions. _*General Job Description :_ The VP Compliance TDS oversees/leads a team(s) of… more
- The Estee Lauder Companies (Melville, NY)
- …the DECIEM family of brands, including The Ordinary and NIOD, and BALMAIN Beauty. ** Description ** The role will report to the Director of Accounting and support key ... during the planning and budget process + Ensure compliance with SOX control framework and Company Policies + Proactively identify and implement process improvements… more
- Citigroup (New York, NY)
- …cross-functional solutions * Recommend appropriate and pragmatic solutions to risk and control issues * Apply understanding of internal audit standards, ... The Audit Manager is an intermediate level role responsible for...moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The… more
- American Express (New York, NY)
- …the Internal Controls Framework, Enterprise Issue Management, Risk and Control Self-Assessment, and Enterprise Operational Risk Event Policies. + Supporting, as ... ** Description ** At American Express, our culture is built...of the Global Security Department's processes, specifically investigations of internal fraud and conduct related matters. This role will… more
- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION ** Reporting to the Senior Manager , Governance and Control , the Manager supports Change ... York, United States of America **Hours:** 37.5 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $225,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …Responses and Internal Audits:** Work with key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal ... recruiter who can provide you more specific details for this role. **Job Description :** TD Securities is seeking an experienced and strategic Vice President to join… more
- MUFG (New York, NY)
- …Team gather necessary samples needed to test controls + Rewrite controls to meet control description requirements + Metrics & Reporting + Prepare risk reporting, ... our recruitment team will provide more details. Risk and control officer will be responsible for assisting with the...with the duties of the BURM (Business Unit Risk Manager ) for Operations. The associate will be responsible for… more
- M&T Bank (Buffalo, NY)
- …basis. Identify risk-related issues needing escalation to management. + Maintain M&T internal control standards, including timely implementation of internal ... for model validation exercises. + Work with a wide range of internal customers, including executive management, to explain the benefits, limitations, assumptions and… more
- TD Bank (New York, NY)
- …management and challenge on all Cyber and Technology controls in P&T. Lead internal control reviews, aligned to TD standards for Cyber and Technology ... for this role. **Line of Business:** Technology Solutions **Job Description :** The Head of Platforms and Technology, Governance and...:** The Head of Platforms and Technology, Governance and Control , Control Lead is responsible for … more
- SMBC (New York, NY)
- …compensation, SMBC offers a competitive portfolio of benefits to its employees. **Role Description ** The Americas Division Control Office is seeking a highly ... organized and experienced program manager to join our team. The Program Management and...overseeing and managing various programs and initiatives within the control office, helping to oversee effective governance, risk management,… more