- NBC Universal (New York, NY)
- …and / or Big Four Public Accounting + Solid financial accounting and internal control background required + Experience in documenting processes, systems, and ... in place + Ensure that the risk, compliance, and control framework meets all internal and external...Characteristics: + CPA + Sarbanes-Oxley experience + Entertainment industry preferred + Excellent verbal and written communication skills and… more
- JPMorgan Chase (New Hyde Park, NY)
- …prospects. Protects the firm by following sound risk management protocols and control policies and adhering to regulatory requirements. Escalate issues as identified ... + Builds collaborative internal relationships to develop and fosters partnerships with assigned BRMs, BDMs, AMs, MMs and cross functional peers + Acts as the face of… more
- TD Bank (New York, NY)
- …management, risk compliance self-assessment, program effectiveness assessment, and control design effectiveness assessment also desired. **Key Responsibilities** ... and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk appetite + Lead… more
- TD Bank (New York, NY)
- …Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability and diligence, a ... methodology alignment, policy and procedure adherence, issue tracking accuracy, and control coverage adequacy, and advise on improvements based on assessment… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** ** Preferred Qualifications:** **Senior Financial Analyst** **Technical Competencies:** + **Financial & ... programs/policies/practices are well managed, meets business needs, complies with internal and external requirements, and aligns with business priorities +… more
- TD Bank (New York, NY)
- …is responsible for supporting change management initiatives, conducting Process Risk Control Assessment testing, Risk Appetite and Risk reporting for the Compliance ... of process mapping and risk assessments under the Process Risk & Control Self-Assessment Framework. Ensure quality assurance and testing to evaluate the… more
- Grant Thornton (New York, NY)
- …may include: + Review operational, financial, and administrative processes to assess risk, internal control , and the overall effectiveness and efficiency of the ... Common engagements include but are not limited to co-sourced and outsourced internal audit, internal control assessments, enterprise risk management… more
- TD Bank (New York, NY)
- …**Must have work experience in Compliance, Legal, Risk Management, Technology, or Internal Audit is preferred .** + **Excellent communication skills including ... Responsibilities include:** + Lead and strengthen the development of governance and control activities to help monitor and track regulatory compliance issues across… more
- American Express (New York, NY)
- …changes being driven from Project ACE and Project Guardian risk taxonomy governance, control standards, and risk oversight initiatives. [For Internal JD Only] + ... audit, risk management, or controls. + Strong understanding of risk frameworks control assessment processes, and internal audit methodologies. + Proven track… more
- MTA (Jamaica, NY)
- …Compliance Director will conduct the following critical work: Coordinate and implement the Internal Control Review Program across the MTA and its subsidiaries, ... to ensure compliance with the NYS Accountability, Audits and Internal Control Act as mandated by Public...analysis and experience + Budget responsibility in prior experience preferred + COSO Certification + Certified Internal … more
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