- TD Bank (New York, NY)
- …as well as banking products and services. Additionally, a risk management / internal control mindset to apply and assess risk identification / mitigation ... Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for… more
- TD Bank (New York, NY)
- …new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks remediation ... Compliance-owned findings, coordinates ad hoc responses to regulatory agencies and Internal Audit, prepares periodic reporting to multiple stakeholders, and manages… more
- American Express (New York, NY)
- …strategies + Contribute to the maintenance of a centralized data control inventory ensuring alignment with internal policies, regulatory expectations, ... KPIs and KRIs to key stakeholders + Participate in internal and external audits or regulatory reviews, providing documentation...mentoring junior staff + Experience with enterprise risk and control frameworks such as RCSA or COSO. ** Preferred… more
- International Rescue Committee (New York, NY)
- …cluster of offices' assets (cash, inventory, fixed assets) through the enforcement of internal control policies and procedures. + Facilitate internal , ... non-finance staff for skills improvement in the areas of accounting, reporting, and internal control . + Supervise the finance team and support their professional… more
- American Express (New York, NY)
- …ORM audit portfolio focusing on key operational risk areas including RCSA, Internal Control Framework, Risk Taxonomy, Top Risks, Issues Management, Operational ... Preferred Qualifications** + 10 years of experience in Internal Audit + 5 years of experience in the...years of experience in Operational Risk Management in Business Control function, Independent Risk Management or Internal … more
- Bowery Residents Committee (Manhattan, NY)
- …aspects of professional internal auditing work. Responsible for determining whether internal control functions and processes at BRC are efficiently and ... user security review documentation and coordination. + Prepares and updates comprehensive internal control documentation and works with process owners to… more
- MTA (New York, NY)
- …Manager supporting MTA and its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste, and abuse. ... by the Agency Chief Compliance Officer and Compliance Director as part of the Internal Control Program, thereby allowing the Director to focus more on providing… more
- MTA (Jamaica, NY)
- …Manager supporting MTA and its Subsidiary Agencies to deliver an effective and efficient Internal Control Review program that roots out fraud, waste and abuse. ... generated by the Agency Chief Compliance Officer and Compliance Director as part of Internal Control Program thereby allowing the Director to focus more on… more
- Citigroup (New York, NY)
- …the lifecycle of a trade. We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, ... Our roles entail ensuring we operate in a robust control environment, whilst in a fast-paced workplace. We comply...a fast-paced workplace. We comply with global regulations and internal policies and adopt a proactive approach to identifying… more
- City National Bank (New York, NY)
- … internal or external audits. * Act as a liaison representing Business Control Office at both internal and external meetings; establishing and cultivating ... This position will work directly with the City National Bank's ("CNB") and Business Control Officer ("BCO") and Senior Business Control Manager for US Mortgage… more