- Scotiabank (New York, NY)
- …ongoing tracking and monitoring. + Lead governance forums with risk groups, business and internal controls to review overall health of the business; + Support ... Bank relationships, systems, and knowledge; + Lead self-identification of control gap activities / potential risks across all products...Internal Controls in completing compliance risk assessments… more
- AIG (New York, NY)
- …of AIG's control environment; including risk management, operational, financial, internal control , and governance processes. As a Manager, you will ... New York Stock Exchange and the Tokyo Stock Exchange. Internal Audit Group AIG's Internal Audit Group...the IT SOX risks in AIG's environment and the controls that management has implemented to mitigate those risks.… more
- PNC (New York, NY)
- …to be successful in this position. **Preferred Skills** Audit Management, Continuous Monitoring, Control Assessment, Internal Controls , Process Control , ... audit reviews, including the evaluation of design and operating effectiveness of internal controls to mitigate risks; possesses data literacy/visualization to… more
- TD Bank (New York, NY)
- …where appropriate + Ensure business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of ... where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls , segregation of… more
- University of Rochester (Albany, NY)
- …produced by the system is accurate. Advises others on information systems, internal controls and security procedures. Prepares reports and recommendations for ... goals and objectives of the audit, with a focus on business processes and internal controls . + Develops audit procedures geared toward helping business units… more
- TD Bank (New York, NY)
- … controls , segregation of duties, transaction approvals and physical control of assets) + Leads or contributes to cross-functional/enterprise initiatives as ... of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $160,000 - $200,000 USD TD is...review and assess whether the Business is adhering to internal (risk management, oversight function and audit) and regulatory… more
- American Express (New York, NY)
- …developing and executing a risk-based plan to assess and enhance the company's internal controls over financial reporting. The team utilizes a robust governance ... controls . The role involves extensive collaboration with Technology, internal audit, and external audit teams The Director, SOX...and requirements of the Sarbanes-Oxley act as well as internal control frameworks (eg, COSO) + Excellent… more
- Marex (New York, NY)
- …management industry preferred. + Experienced in governance, risk, assurance, compliance, or internal control roles in Financial Services. + Advanced technical ... Manager is responsible for assisting the Firm in identification, evaluation, control testing, and management of operational risk, whilst supporting risk strategy… more
- HSBC (New York, NY)
- …on any manual processes and exceptions to policy **Observation of Internal Controls ** + Maintain HSBC internal control standards, including timely ... division from alternative and traditional fund managers. Together with other internal stakeholders within Relationship Management (RM), the business, and Wholesale… more
- AIG (New York, NY)
- …of AIG's control environment including risk management, operational, financial, internal control , and governance processes.As a Senior Audit Manager, you ... New York Stock Exchange and the Tokyo Stock Exchange. Internal Audit Group AIG's Internal Audit Group...+ Continuously update the Core Technology business risk and control environment assessments, including key risks and controls… more