- Citizens (New York, NY)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... and identify and mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and impact of a risk… more
- Citigroup (New York, NY)
- …effectively across diverse Business/Function + Experience with and previous exposure to internal or external control functions and regulators + Ability to ... is responsible for check and challenge of the businesses, establishing internal strategies, policies, procedures, processes, and programs to prevent violations of… more
- Citigroup (Getzville, NY)
- …+ Partner with Risk & Controls team to maintain and enhance an effective internal control 's structure. + Has the ability to operate with a limited level of ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5...Business Acumen, Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory… more
- Citigroup (Getzville, NY)
- …Business Acumen, Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls , Issue Management, Problem Solving, Regulatory Reporting. ... CAD, SEC), providing data-driven insights and expertise. + Ensuring Reg Ops procedures and controls adhere to Citi's Global Risk & Control and Global Regulatory… more
- American Express (New York, NY)
- …Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial ... us define the future of American Express. **About the Internal Audit Group at American Express** Our Internal...to understand the data behind key processes, risk and controls to develop analytic control tests and… more
- Great Lakes Cheese (Franklinville, NY)
- …Controller, this position is responsible for ensuring accurate financial reporting, sound internal controls , robust cost accounting, and close partnership with ... + Support capital project evaluations and post-project ROI tracking. Internal Controls & Compliance + Design and...and production cost tracking. + Ensure alignment with corporate SOX/ internal control standards. + Support plant-level audit… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- American Express (New York, NY)
- …field + 7 years of experience in internal audit, risk management, or controls . + Strong understanding of risk frameworks control assessment processes, and ... Group. Our assurance and risk professionals have diverse backgrounds including internal controls , consumer compliance, technology, operational risk, financial… more
- City National Bank (New York, NY)
- …cyber risk mitigation in a complex technical environment. Focus areas of IT Control assessment by the ITRM Security Senior Analyst includes fit for purpose review ... and challenges and process/risk/ control (PRC) reviews to evaluate and overall ...challenge reviews agains 1LOD testing practices specific to T&I controls , authoring detailed reports and gathering metrics ensure stakeholders… more
- TD Bank (New York, NY)
- …objective and independent opinions on the adequacy of AML/ATF/Sanctions/ABAC processes and controls in accordance with regulatory and internal requirements, and ... portfolio, business, or function to ensure that strong AML/ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent...customer exits at the bank and manage the bank's internal Watchlist. In this capacity, the team reviews FCRM… more