- TD Bank (New York, NY)
- …frameworks and programs, such as Compliance Risk Assessment (CRA), Risk Control Self-Assessment (RCSA), Issue Management, controls management, Monitoring & ... appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties,… more
- TD Bank (New York, NY)
- …and advice to assigned portfolio, business or function to promote strong Compliance controls and processes are in effect to mitigate inherent associated risks. This ... expectation + Identifies and communicates areas of non-compliance and/or material control weaknesses + Responsible for the oversight of business partners'… more
- Citigroup (Getzville, NY)
- …Relevant Skills** Constructive Debate, Data Governance, Data Management, Data Quality, Internal Controls , Management Reporting, Policy and Procedure, Program ... skills in order to guide teams on following risk management and controls practices and internal reporting protocols. **Responsibilities:** Contributes to the… more
- Citigroup (Queens, NY)
- …This includes the development and execution of Monitoring and Testing for controls , such as control design assessment, design of operational effectiveness ... risk management quality such as quality testing performed for business function quality control and transformation lead quality control post completion of an… more
- Citigroup (New York, NY)
- …Business Acumen, Capital Planning and Management, Data Analysis, Financial Modeling, Internal Controls , Management Reporting, Problem Solving, Process Execution, ... conducted on a quarterly basis and aggregates the forecasting results for internal reporting and for annual CCAR/DFAST submission to regulators using Y-14A forms.… more
- BMO Financial Group (New York, NY)
- …with the Fixed Income, Currencies, and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are ... current and aligned with BMO Compliance Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met.… more
- TD Bank (New York, NY)
- …appropriate + Manages business operations to be in compliance with applicable internal and external requirements (eg financial controls , segregation of duties, ... risk management, risk compliance self-assessment, program effectiveness assessment, and control design effectiveness assessment also desired. **Key Responsibilities** **:**… more
- Citigroup (Getzville, NY)
- …primary objective is to strengthen the books and records discipline and control framework within Markets Operations. The function has been recently created within ... related matters. Other objectives will be to 1) develop robust quality control around balance sheet substantiation for accounts owned by Markets Operations and… more
- JPMorgan Chase (New York, NY)
- …and related controls . + Sound understanding of risk assessment methodologies, internal controls , and industry technology risk management frameworks such as ... develop effective relationships with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management; Business Resiliency; Third Party… more
- JPMorgan Chase (New York, NY)
- …and related controls . + Sound understanding of risk assessment methodologies, internal controls , and industry technology risk management frameworks such as ... develop effective relationships with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management; Business Resiliency; Third Party… more
Recent Searches
- food production (United States)
- Java Engineer (United States)
- Project Manager Architecture Engineering (United States)
- Implementation Science Assistant Associate (United States)
Recent Jobs
-
Sample Management Shipment Receipt Manager
- Merck & Co. (Lower Gwynedd, PA)