- M&T Bank (Getzville, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. Identify ... supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit… more
- CIBC (New York, NY)
- …and key support functions; + Analyzing proposed/new rules as well as market and internal business developments to assess the overall impact on the global Swaps OTC ... requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit; + Assisting in the preparation of written responses to regulatory… more
- BMO Financial Group (New York, NY)
- …specialized knowledge of Accounting & Financial management risk, regulatory compliance and internal controls related to financial processes and information. + ... opportunity for you. Develops or maintains an effective financial governance and controls framework that defines the ways and methods governance is implemented,… more
- M&T Bank (Buffalo, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... business and risk knowledge to properly assess associated risk and controls . **Primary Responsibilities:** Successful Audit Plan Completion + Stay abreast of… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... risk-related issues needing escalation to management. . Maintain M&T internal control standards, including timely implementation of internal and external… more
- M&T Bank (Buffalo, NY)
- …in accordance with the Company's Risk Appetite. Design, implement, maintain, and enhance internal controls to mitigate risk on an ongoing basis. Identify ... supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit… more
- TD Bank (New York, NY)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements ( eg financial controls , segregation of ... in developing solutions across multiple functions or operations + Interpret internal /external business challenges and the industry environment, recommends course of… more
- University of Rochester (Rochester, NY)
- …relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal controls to ensure compliance as required by ... data, education, experience, qualifications, expertise of the individual, and internal equity considerations._ **Responsibilities:** GENERAL PURPOSE: Develops and implements… more
- Scotiabank (New York, NY)
- …impact of controls to address ongoing compliance. + Coordinating activities with Internal Control to reinforce the Scotiabank US front office system of ... in line with the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- TD Bank (New York, NY)
- …where appropriate + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls , segregation of ... and provides guidance/advice and recommendations to support dealings with internal /external partners + Identifies and develops key business performance measures… more