- M&T Bank (Buffalo, NY)
- …environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of internal and ... and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing… more
- M&T Bank (Buffalo, NY)
- …environment that supports belonging and reflects the M&T Bank brand. Maintain M&T internal control standards, including timely implementation of internal and ... and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite. Identify risk-related issues needing… more
- Raymond James Financial, Inc. (New York, NY)
- …and experience, this role is responsible for monitoring the possession and control of client assets, preparing and validating regulatory reports, and ensuring ... offering insights and recommending process improvements. Regular interaction with internal stakeholders, including compliance teams and internal auditors,… more
- SMBC (New York, NY)
- …related compliance disciplines - eg, regulatory change, risk assessment, management of controls library. + Provide ongoing quality control and editorial ... clear, comprehensive compliance policy documents adhering to regulatory expectations and internal standards. + Manage the policy lifecycle from drafting through… more
- M&T Bank (Amherst, NY)
- …that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of internal and ... of Excellence (COE) is responsible for: + Providing operational support to internal partners, consumer and commercial bank customers + Supporting the monitoring… more
- The Salvation Army (West Nyack, NY)
- …time and costs. They play a pivotal role in coordination with various internal and external stakeholders to manage the incident lifecycle from preparation to ... Coordination and Collaboration: The position requires extensive coordination with various internal departments (eg, IT, Legal, HR, and public relations) and external… more
- Robert Half Finance & Accounting (Buffalo, NY)
- …and process documentation. + Actively assist Controller in maintaining and enhancing internal control , accounting policy, and procedures. + Provide financial ... manuals as they relate to the plants. + Ensure that applicable internal controls are followed in each area of responsibility. + Investigate, review, and… more
- M&T Bank (Buffalo, NY)
- …recommendations, performance management and terminations + Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. ... Identify risk-related issues needing escalation to management + Maintain M&T internal control standards, including timely implementation of internal and… more
- TD Bank (New York, NY)
- …Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to deliver a Surveillance data quality ... data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams and the… more
- TD Bank (New York, NY)
- …basic management reports summarizing loan activity + Meets regularly with internal referral sources to establish business relationships and develops network of ... and stakeholders + Provides the highest level of Customer service when dealing with internal partners, vendors or our Customers - WOW at every opportunity + Models… more