- TD Bank (San Francisco, CA)
- …a VP Compliance professional to join our TD Securities US Control Room located in San Francisco, California. **Responsibilities Include:** + Maintain the TD ... Bank. + Participate in regulatory exams and work with internal auditors. + Participate in different Control ... Room partners in the Toronto, Singapore and London Control Room. + Work closely with Compliance … more
- Meta (Menlo Park, CA)
- …to optimize financial processes 17. 7. Design and application of internal controls over financial reporting to ensure compliance and accuracy 18. 8. ... and asset retirement tracking 13. 3. Execution of SOX controls and coordination with auditors ( internal , external) for compliance verification 14. 4. System… more
- BD (Becton, Dickinson and Company) (Brea, CA)
- …to establish Design Controls and Risk Management implementation strategies in compliance with internal , Industry, and Government Standards. + Participates in ... Systems, Compliance , and for ensuring consistent application of Design Controls requirements and best practices. **Job Description** **We are the makers of… more
- City National Bank (Los Angeles, CA)
- …and on occasion as an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, ... process audits to assess the adequacy of the banks internal control environment. Fiduciary and private banking...beginning of the field work. * Prepares narratives/flowcharts detailing internal controls of area audited. * Documents… more
- TEKsystems (San Diego, CA)
- …all documentation is complete. + Troubleshoot workout completion issues and improve internal procedures. + Maintain compliance with industry regulations and ... the closing process of loan workout packages. This role ensures compliance with investor, insurer, and regulatory guidelines while coordinating across departments… more
- Cedars-Sinai (CA)
- …service delivery. The Executive Director will also ensure systems and internal controls adequately support Cedars-Sinai payroll processes, employment taxes, ... the team's activities and processes, ensuring that pertinent and internal and external compliance standards are met. + Maintain confidentiality of any payroll,… more
- ITW (San Luis Obispo, CA)
- …Controller's key responsibilities include financial reporting and analysis, maintenance of internal accounting controls , compliance with financial policies ... Ensure compliance with financial policies and procedures and maintain internal accounting controls . Collaborate with the Divisional IT Manager and… more
- Umbra Lab (Santa Barbara, CA)
- …Compliance :** + Maintain accurate records of procurement activities and ensure compliance with internal policies and regulatory requirements. + Prepare ... technology and/or data that is subject to US export controls pursuant to ITAR and EAR. To comply with...complex contractual flowdowns, interpret their applicability, and consult with internal legal team members to ensure compliance … more
- Intuit (Mountain View, CA)
- …Tableau, Smartsheet, or similar platforms is a plus. + Strong understanding of internal control over financial reporting, risk assessment, PCAOB expectations and ... **What you'll bring** + 8 - 10 years of experience in SOX compliance , internal audit, external audit, program/project management, or related functions. SaaS… more
- Grant Thornton (San Francisco, CA)
- …with multiple stakeholders and third parties to understand the construction project control environment and propose recommended controls to address identified ... industry related certifications preferred + Preferred experience in management consulting, internal audit, regulatory compliance , and/or forensic engagements +… more