- Citigroup (New York, NY)
- …relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; + Directing and ... on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and… more
- MongoDB (New York, NY)
- …800-53, NIST 800-171, etc.) is a plus. This role will support building out an internal compliance program and help scale MongoDB Inc. to support our customer's ... compliance team by creating and maintaining comprehensive public sector compliance documentation, arranging meetings, liaising with internal stakeholders to… more
- TD Bank (New York, NY)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment, regulatory controls management, Compliance … more
- TD Bank (New York, NY)
- …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... a plus. **Customer Accountabilities:** + Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory… more
- Trellix (Albany, NY)
- …with cross-functional teams to drive operational efficiency and support maturing internal compliance processes.** + **Communicate effectively with stakeholders ... + **Participate in reviewing IT change management, incident tickets, and other control activities to ensure compliance with defined procedures.** + **Support… more
- Navient (Albany, NY)
- …timely, actionable compliance guidance throughout content development. + Enhance internal compliance frameworks by contributing to policies, procedures, and ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...**About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls … more
- TD Bank (New York, NY)
- …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to… more
- Tompkins Community Bank (Ithaca, NY)
- …Director of Internal Audit. + Evaluate the adequacy and effectiveness of internal controls , compliance with policies, procedures, applicable laws and ... the office two (2) days a week. The Senior Internal Auditor is responsible for leading audits as assigned...evaluating, recommending changes, and testing the Company's SOX key controls . + Ensure that all audit work is complete… more
- Tompkins Community Bank (Ithaca, NY)
- …procedure and communicates with IAM. + Evaluate the adequacy and effectiveness of internal controls , compliance with policies, procedures, applicable laws ... in the office two (2) days a week. The Internal Auditor is responsible for conducting audits as assigned...supervision. + Responsible for testing the Company's SOX key controls . + Ensure that all audit work is complete… more
- Highmark Health (Albany, NY)
- …assessment procedures, questionnaires, training, etc. and is responsible for monitoring compliance with departmental metrics, internal control activities, ... for monitoring and analyzing medical and utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This… more