• Director, Product Compliance Sr. Officer…

    Citigroup (New York, NY)
    …relating to operational issues, transactional approvals and the application of internal compliance policies for day-to-day activities; + Directing and ... on critical regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit, and external auditors on critical Compliance issues and… more
    Citigroup (07/26/25)
    - Related Jobs
  • Senior Program Manager - Governance, Risk,…

    MongoDB (New York, NY)
    …800-53, NIST 800-171, etc.) is a plus. This role will support building out an internal compliance program and help scale MongoDB Inc. to support our customer's ... compliance team by creating and maintaining comprehensive public sector compliance documentation, arranging meetings, liaising with internal stakeholders to… more
    MongoDB (05/20/25)
    - Related Jobs
  • Deputy to the US Head of Compliance

    TD Bank (New York, NY)
    …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... regulatory compliance risk management frameworks and programs, including Compliance Risk Assessment, regulatory controls management, Compliance more
    TD Bank (08/08/25)
    - Related Jobs
  • Senior Manager, Compliance Governance…

    TD Bank (New York, NY)
    …team and colleagues; and promotes and monitors staff adherence to approved internal Compliance policies, procedures, standards and guidelines, in addition to ... a plus. **Customer Accountabilities:** + Oversees a function of enterprise Compliance Program professionals providing oversight and control related advisory… more
    TD Bank (08/01/25)
    - Related Jobs
  • Compliance Specialist

    Trellix (Albany, NY)
    …with cross-functional teams to drive operational efficiency and support maturing internal compliance processes.** + **Communicate effectively with stakeholders ... + **Participate in reviewing IT change management, incident tickets, and other control activities to ensure compliance with defined procedures.** + **Support… more
    Trellix (06/13/25)
    - Related Jobs
  • Senior Compliance Analyst

    Navient (Albany, NY)
    …timely, actionable compliance guidance throughout content development. + Enhance internal compliance frameworks by contributing to policies, procedures, and ... fast. We build tools that help people feel in control of their financial future, including: + **Private student...**About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk & controls more
    Navient (07/30/25)
    - Related Jobs
  • Senior Compliance Officer - Surveillance,…

    TD Bank (New York, NY)
    …data (eg, SEC, CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns with internal compliance policies. + Technology & Automation: Collaborate with Technology teams ... with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control , and Front Office Technology to… more
    TD Bank (07/22/25)
    - Related Jobs
  • Senior Internal Auditor

    Tompkins Community Bank (Ithaca, NY)
    …Director of Internal Audit. + Evaluate the adequacy and effectiveness of internal controls , compliance with policies, procedures, applicable laws and ... the office two (2) days a week. The Senior Internal Auditor is responsible for leading audits as assigned...evaluating, recommending changes, and testing the Company's SOX key controls . + Ensure that all audit work is complete… more
    Tompkins Community Bank (07/22/25)
    - Related Jobs
  • Internal Auditor

    Tompkins Community Bank (Ithaca, NY)
    …procedure and communicates with IAM. + Evaluate the adequacy and effectiveness of internal controls , compliance with policies, procedures, applicable laws ... in the office two (2) days a week. The Internal Auditor is responsible for conducting audits as assigned...supervision. + Responsible for testing the Company's SOX key controls . + Ensure that all audit work is complete… more
    Tompkins Community Bank (07/22/25)
    - Related Jobs
  • Senior Risk & Compliance Analyst

    Highmark Health (Albany, NY)
    …assessment procedures, questionnaires, training, etc. and is responsible for monitoring compliance with departmental metrics, internal control activities, ... for monitoring and analyzing medical and utilization management activities to ensure compliance with internal policies, state, CMS, and federal regulations. This… more
    Highmark Health (07/04/25)
    - Related Jobs