- MUFG (New York, NY)
- …hoc Risk/ Controls review, all components of the Risk and Control Self-Assessments (RCSA), Fraud Assessments, Third Party Vendor Assessments, Scenario Analysis, ... samples needed to test controls + Rewrite controls to meet control description requirements +...trends, and external risk events for potential impact to control environment + Audit/ Compliance + Assist in… more
- MTA (New York, NY)
- …cost-saving opportunities, explain variances, and support informed financial decision-making. + Support internal controls and compliance procedures to ensure ... of departmental operating budgets. + Familiarity with audit principles and internal control practices to support compliance and financial integrity. +… more
- Bloomberg (New York, NY)
- …Risk Management Policy + Cultivate and leverage relationships with CISO, Legal, Compliance , Enterprise Risk Management (ERM) and other control functions to ... of vendors and vendor products / services, and drive control assessment and risk remediation activities across our vendor...working in the field of Risk Assurance, Risk Management, Internal Audit or other Compliance -related experience +… more
- US Bank (New York, NY)
- …on projects and initiatives and assists in the assessment and implementation of internal policies and procedures to ensure compliance with laws and regulations. ... to Lines of Business and assists in the implementation of Risk/Audit/ Compliance initiatives. **Basic Qualifications** - High school diploma or equivalent -… more
- CDM Smith (Buffalo, NY)
- …* Ensures compliance with accounting standards, tax regulations, and internal controls . * Provides recommendations to strategically enhance financial ... sustainability. * Deep knowledge of corporate governance frameworks, enterprise risk management, compliance , and internal controls . * Strong commercial… more
- TD Bank (New York, NY)
- …high-risk customers at onboarding, periodic review, and event driven reviews, ensuring compliance with internal policies and external regulations + Reviews ... the Bank Secrecy Act (BSA), Office of Foreign Assets Control (OFAC) requirements, and other applicable laws + Proactively...verbal communication skills + Strong subject matter knowledge of compliance risks and controls for a financial… more
- JPMorgan Chase (New York, NY)
- …professional experience in the financial services industry with a background in controls , audit, quality assurance, risk management, compliance , or model ... investigative mindset, problem-solving skills, and a passion for process controls ? If you are looking to use those skills...found your next role. Join our Markets QR Business Control Management team, covering a variety of QR teams… more
- Wells Fargo (New York, NY)
- …expertise to senior leadership on implementing significant business solutions that ensure compliance with regulatory and internal standards + Support the Banking ... Screening Requirements, including successful completion and clearing of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2… more
- Catholic Health Services (Rockville Centre, NY)
- …strengthen financial performance, improve care delivery models, and support service line development. Compliance and Internal Controls : Ensure compliance ... financial standards, regulatory requirements, and Catholic Health policies. Maintain robust internal controls to safeguard assets. Team Leadership: Lead and… more
- TD Bank (Brooklyn, NY)
- …follows compliance /risk and control programs + Ensures ongoing compliance with internal /external audit and regulatory requirements. Provides prompt and ... products, services, and/or refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience + Accurately completes… more