- Insight Global (New York, NY)
- …of defense, the Internal Audit team independently assesses the firm's internal control structure, governance processes, risk management, and capital and ... degree in a related subject. - 4+ years of internal audit, compliance , or quality assurance testing...financial crime risks, and corporate legal functions. -Understanding of compliance program components, risk, and control processes.… more
- KeyBank (NY)
- …and a strong focus on risks and controls . + Knowledge of internal controls , compliance testing and monitoring processes (including analytics), and ... and techniques to analyze, quantify, and/or assess complaints and to evaluate controls to identify potential weaknesses and/or control gaps. Provide actionable… more
- WM (Albany, NY)
- …State regulations. + Review facility operations and records to ensure adequacy of internal controls , compliance with procedures, consistency with established ... + Liaise with all SES support functions to ensure comprehensive audit specifications + Plan and conduct internal audits to determine compliance with Federal and… more
- Heritage Financial Credit Union (Middletown, NY)
- …certifications such as CIA, CPA, or CISA, and bring deep knowledge of internal controls , risk management, and regulatory requirements? Have you partnered with ... Internal Audit Are you ready to leverage your internal audit and compliance expertise to drive...regulations and good communication skills. + Strong understanding of internal control frameworks (eg, COSO), auditing standards,… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control , Senior Analyst - Ratings** **The Role** The Senior Analyst role is based ... management and board decks. + Work closely with the Compliance Control Room in the monitoring and...procedures as well as their implementation. + Liaise with internal control groups, regulatory agencies and other… more
- Grant Thornton (New York, NY)
- …of the processes + Manage the development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting programs for ... recommendations regarding process optimization, profit improvement, cost reduction, fraud prevention, internal control , and compliance + Perform engagement… more
- Mizuho Corporate Bank (New York, NY)
- … audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively ... About the Team The Internal Audit Department Americas (IADA) provides internal...financial services risk management operations, balance sheet management, liquidity, compliance , conduct, financial crime, credit risk, operational and third-party… more
- Mizuho Corporate Bank (New York, NY)
- … audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively ... Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
- Scotiabank (New York, NY)
- … controls to address ongoing compliance . + Coordinating activities with Internal Control to reinforce the Scotiabank US front office system of supervision ... the requirements of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective… more
- Antech Diagnostics (New York, NY)
- …enterprise systems and environments including Cloud security controls ( compliance baselines), endpoint protection, network segmentation, access control ... regarding implementation of cybersecurity governance frameworks. + Collaborate with Mars Internal Audit, Assurance & Compliance and other Cybersecurity teams… more