- Mizuho Corporate Bank (New York, NY)
- … audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively ... of focus. + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit plan and schedule,… more
- Guardian Life (New York, NY)
- …+ 4+ years of proven experience in Interna Audit, Risk Management, or Compliance ( Internal Audit Operations experience is a plus). + Professional certifications ... Practices and the Audit Operations & Technology Lead within the Company's Internal Audit Department. This position is primarily responsible for supporting the… more
- Mitsubishi Chemical Group (Albany, NY)
- … Officer communications to Executive Leadership, the Board(s) of Directors, the Global Internal Control and Compliance Promotion Departments, and other key ... Compliance team and will be primarily responsible for overseeing the compliance hotline program, monitoring internal investigations, generating compliance … more
- American Express (New York, NY)
- …prior compliance or legal experience. + Experience designing and implementing compliance controls . + Understanding of Compliance Risk Management Programs ... the first line of defense ("1LOD") Business Unit ("BU") Compliance Teams (within the Governance & Control ...Advise BU Compliance on areas of emerging compliance risk and approaches to improve necessary controls… more
- American Express (New York, NY)
- …the business is building, enhancing, and maintaining an effective framework for compliance with applicable internal policies, laws, regulations. Areas of ... part of the New Product Development process to assess compliance risks and evaluate proposed controls to...with the relevant stakeholders, including but not limited to: Internal Audit, Independent Compliance Testing team, General… more
- NBC Universal (New York, NY)
- … Officer. Responsibilities: + Provide practical legal and regulatory advice to internal clients on compliance with applicable laws and company policies ... This is a Versant role. The Role: The Counsel, Compliance will play a pivotal role in shaping and...develop and implement risk mitigation plans. + Partner with internal stakeholders to develop, implement, communicate and maintain legal… more
- Mizuho Corporate Bank (New York, NY)
- … audit principles, practices and techniques, the concepts of risk, risk management, internal control and compliance , and the ability to effectively ... and automation using data analytics.Collaborate with other corporate risk and control functions to ensure activities are coordinated.Identify control issues… more
- American Express (New York, NY)
- …of the control environment. + Assist ongoing activities related to compliance risk management in GCS, including the Third-Party Life Cycle Management. + Support ... regulatory examinations, internal audit reviews, Compliance monitoring and testing,... risk management practices and methodologies, including risk and control assessments. + Understanding of regulatory expectations and experience… more
- MTA (New York, NY)
- …Chief Compliance Officer and Compliance Director as part of the Internal Control Program, thereby allowing the Director to focus more on providing ... Internal Controls and a program of Internal Control Review within the organization that...operations and business activities. + Detailed knowledge of Corporate Compliance programs, especially internal control … more
- MTA (Jamaica, NY)
- …Agency Chief Compliance Officer and Compliance Director as part of Internal Control Program thereby allowing the Director to focus more on providing ... Internal Controls and a program of Internal Control Review within the organization that...operations and business activities. + Detailed knowledge of Corporate Compliance programs especially internal control … more